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Results: 1-10 of 386

Supreme Court Holds that Individual ‘Opt Out’ Securities Act Plaintiffs Cannot Rely on American Pipe Tolling to Extend the Statute of Repose
  • Schulte Roth & Zabel LLP
  • USA
  • June 26 2017

In California Public Employees’ Retirement System v. ANZ Securities, Inc. (“CalPERS”),1 the United States Supreme Court recently held that the


LMA Updates Terms and Conditions for Par and Distressed Debt Trades
  • Schulte Roth & Zabel LLP
  • USA
  • June 22 2017

On 13 June 2017, the Loan Market Association (the ‘LMA’) released updated Standard Terms and Conditions for Par and Distressed Trade Transactions


LSTA Publishes Revised Secondary Trading Documents
  • Schulte Roth & Zabel LLP
  • USA
  • June 9 2017

The Loan Syndications and Trading Association ("LSTA") published revised secondary trading documents on June 9, 2017. The revised documents will


Supreme Court: SEC Disgorgement Claims Are Subject to Five-Year Statute of Limitations
  • Schulte Roth & Zabel LLP
  • USA
  • June 5 2017

Under 28 U.S.C. 2462, government “enforcement of any civil fine, penalty, or forfeiture, pecuniary or otherwise,” must be commenced within five


New DOL ERISA Fiduciary Regulation Takes Effect (at Least for Now)
  • Schulte Roth & Zabel LLP
  • USA
  • June 2 2017

The DOL regulation expanding the definition of who is a fiduciary in the context of marketing investment products to Individual Retirement Accounts


Business Development Company Update: Excessive Fees Lawsuit Against Adviser Dismissed
  • Schulte Roth & Zabel LLP
  • USA
  • March 2 2017

A decision issued on Jan. 24, 2017, in the U.S. District Court for the Southern District of New York dismissed a complaint alleging the payment of


NYDFS Revises Its Proposed Cybersecurity Regulation for Financial Services Companies
  • Schulte Roth & Zabel LLP
  • USA
  • January 4 2017

On Dec. 28, 2016, the New York State Department of Financial Services ("NYDFS") issued revisions to its proposed regulation that would impose new


SEC Whistleblower Update: New Enforcement Actions for ‘Chilling’ Language in Severance Agreements
  • Schulte Roth & Zabel LLP
  • USA
  • December 22 2016

The Securities and Exchange Commission (“SEC”) continues to actively enforce Rule 21F-17 under the Securities Exchange Act of 1934, which provides


Volcker Rule Update: New Guidance on Extensions for Illiquid Fund Investments
  • Schulte Roth & Zabel LLP
  • USA
  • December 14 2016

On Dec. 12, 2016, the Federal Reserve Board (“Board”) issued a policy statement clarifying how it will consider requests for extensions made by


Third Circuit Enforces Post-Acceleration Make-Whole Premium
  • Schulte Roth & Zabel LLP
  • USA
  • November 18 2016

The U.S. Court of Appeals for the Third Circuit held on Nov. 17, 2016 that a debtor’s refinancing of its first and second lien notes during its