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Results: 1-10 of 186

Global Regulator Coordinator Cites Significant Interdependence Among CCPs and Clearing Members
  • Katten Muchin Rosenman LLP
  • Global, USA
  • July 9 2017

The Financial Stability Board reported that "considerable progress" has been made by world regulators and regulatory organizations since the


Foreign Listed Stock Index Futures and Options Approval Chart June 2017
  • Katten Muchin Rosenman LLP
  • Global, USA
  • June 1 2017

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 1, 2017. All prior versions are


New FX Code of Conduct
  • Katten Muchin Rosenman LLP
  • Global, USA
  • May 26 2017

The Foreign Exchange Working Group (FXWG), operating under the auspices of the Bank for International Settlements, has published a final version of


Complete FX Global Code of Conduct To Be Released
  • Katten Muchin Rosenman LLP
  • Global
  • March 31 2017

On March 22, the Bank for International Settlements (BIS) published a speech by Guy Debelle, Deputy Governor of the Reserve Bank of Australia, on


IOSCO Issues Guidance on Unique Transaction Identifiers
  • Katten Muchin Rosenman LLP
  • Global
  • March 5 2017

The International Organization of Securities Commissions issued technical guidance to authorities to help them establish rules for assigning uniform


CFTC Postpones Swap Dealer Compliance Date for OTC Swaps Variation Margin Requirements; Other Regulators Likely to Exercise Forbearance
  • Katten Muchin Rosenman LLP
  • Global, USA
  • February 27 2017

On February 13, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight said it would not recommend enforcement


IOSCO Publishes State of FinTech Overview
  • Katten Muchin Rosenman LLP
  • Global, USA
  • February 12 2017

The International Organization of Securities Commissions issued a report on developing financial technologies, including financing platforms, retail


FSB Publishes Policy Recommendations Relating to Asset Management Structural Vulnerabilities
  • Katten Muchin Rosenman LLP
  • Global, USA
  • January 27 2017

On January 12, the Financial Stability Board (FSB) published its policy recommendations (Recommendations) to address risks to global financial


40 Days Left Until Compliance Date for Variation Margin Rules for Uncleared Swaps
  • Katten Muchin Rosenman LLP
  • Global
  • January 20 2017

As part of a global regulatory initiative, the United States, European Union, Canada, Switzerland, Japan, Hong Kong, Singapore and Australia have all


Foreign Listed Stock Index Futures and Options Approvals November 2016
  • Katten Muchin Rosenman LLP
  • Global
  • November 14 2016

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 2016. All prior