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Results: 11-20 of 443

CFTC Approves Amendments to Recordkeeping Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • May 26 2017

On May 23, the Commodity Futures Trading Commission approved amendments to Regulation 1.31, which contains the recordkeeping requirements under the


CFTC Approves Amendments to Whistleblower Rules
  • Katten Muchin Rosenman LLP
  • USA
  • May 26 2017

On May 22, the Commodity Futures Trading Commission approved amendments to the whistleblower rules 17 CFR Part 165. The amended rules strengthen the


CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai Clearing House
  • Katten Muchin Rosenman LLP
  • USA
  • May 19 2017

On May 16, the Commodity Futures Trading Commission’s Division of Clearing and Risk (DCR) issued No-Action Letter 17-26, which extends relief


CFTC Launches LabCFTC as Major FinTech Initiative
  • Katten Muchin Rosenman LLP
  • USA
  • May 19 2017

On May 17, the Commodity Futures Trading Commission announced the creation of LabCFTC, a new initiative aimed at promoting responsible FinTech


CFTC Adds 71 Names to Registration Deficient List
  • Katten Muchin Rosenman LLP
  • USA
  • April 28 2017

The Commodity Futures Trading Commission has added 71 names to its Registration Deficient (RED) List, which identifies foreign entities that illegally


CFTC Extends Previously Granted No-Action Relief for Swap Dealers Complying With EU Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • April 21 2017

On April 18, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) issued No-Action Letter 17-22


CFTC Seeks Comment on CME Petition for Order Permitting Commingling of Funds
  • Katten Muchin Rosenman LLP
  • USA
  • April 21 2017

The Chicago Mercantile Exchange, Inc. (CME) has submitted to the Commodity Futures Trading Commission a petition for an order pursuant to Section 4d


CFTC Grants Registration to NEX SEF Limited
  • Katten Muchin Rosenman LLP
  • USA
  • April 21 2017

On April 20, the Commodity Futures Trading Commission announced that it had issued an Order of Registration to NEX SEF Limited (NEX) whereby NEX was


CFTC Releases No-Action Letter Regarding the Transfer of Customer-Owned Securities by FCMs to Foreign Brokers
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • April 14 2017

On April 11, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediate Oversight (DSIO) made publicly available No-Action


CFTC Grants No-Action Relief From CPO Registration for Managers of Endowment Assets
  • Katten Muchin Rosenman LLP
  • USA
  • April 7 2017

On April 4, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DISO) granted no-action relief from