Fried Frank Harris Shriver & Jacobson LLP | European Union, United Kingdom | 28 Feb 2024
As discussed in our Q4 2023 - European Regulatory Update for Funds, the FCA published a policy statement (the “Policy Statement”) on 28 November 2023…
Slaughter and May | United Kingdom | 26 Feb 2024
On 23 February, the Investment Association (IA) issued its long-awaited guidance on executive remuneration for UK-listed companies. This took the…
RPC | United Kingdom | 19 Feb 2024
Over the last few months, Parliament's Treasury Committee has sought to examine the many barriers faced by women in financial services through the…
Burges Salmon LLP | United Kingdom | 14 Feb 2024
In this article we examine the High Court’s decision in The Financial Conduct Authority v Forster & Ors on what is a collective investment scheme…
Burges Salmon LLP | United Kingdom | 5 Feb 2024
New requirements relating to the promotion of certain investment types by unauthorised persons to high net worth and sophisticated individual…
Penningtons Manches Cooper LLP | United Kingdom | 2 Feb 2024
Placing a spread bet is when you bet on the movement of a financial market. You do not purchase the underlying security or…
Burges Salmon LLP | United Kingdom | 25 Jan 2024
We highlight the key people-related developments for financial services firms to look out for in 2024, including SMCR reform, non-financial…
CMS Cameron McKenna Nabarro Olswang LLP | European Union, United Kingdom | 24 Oct 2023
On 5 October 2023, the European Securities and Markets Authority ("ESMA") launched a Call for Evidence on the shortening of the settlement…
Macfarlanes LLP | European Union, Global, United Kingdom, etc. | 18 Oct 2023
The US regulatory scene for private capital and related funds remains very active. For example, on 11 September 2023, the SEC announced charges…
Skadden Arps Slate Meagher & Flom LLP | United Kingdom | 5 May 2022
The UK financial services regulator Financial Conduct Authority’s latest three-year Strategy and annual Business Plan could have a significant impact…