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Loyens & Loeff | European Union | 7 Dec 2022
ATAD3 & Investment Funds
The ATAD3 draft’s first Birthday, where do things stand? The draft anti-shell Directive (ATAD3) was published a year ago. ATAD3 combats the tax…
Skadden Arps Slate Meagher & Flom LLP | United Kingdom | 5 May 2022
FCA Outlines Plans That Could Reshape Regulation of Asset Managers in the UK
The UK financial services regulator Financial Conduct Authority’s latest three-year Strategy and annual Business Plan could have a significant impact…
Travers Smith LLP | European Union, United Kingdom | 1 Feb 2022
Beyond Brexit: Financial services
How is the UK's financial services sector changing in response to the post-Brexit environment? We provide a brief overview of the current position…
Cadwalader Wickersham & Taft LLP | USA | 14 Jan 2022
Investment Adviser Settles SEC Charges for Disclosure and Records Failures
An investment adviser settled SEC charges for improperly promoting hypothetically back-tested performance information. The SEC found that the adviser…
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