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Cummings Law Ltd | European Union | 13 Jan 2017
EU work programme to June 2017
The Maltese Presidency has published the EU Council's work programme for 1 January to 30 June 2017. Items of interest include the following:…
Cummings Law Ltd | United Kingdom | 13 Jan 2017
HM consultation on amending RAO definition of financial advice
Following the City of London Law Society (CLLS)'s response to HM Treasury's September consultation on amending…
Cummings Law Ltd | European Union, United Kingdom | 13 Jan 2017
CityUK sets out key priorities for financial firms following Brexit
TheCityUK has listed 17 points in a two-page document that calls for limited market access for some finance sectors and focusses on a bespoke deal…
Cummings Law Ltd | United Kingdom | 13 Jan 2017
FCA policy update on crowdfunding
The FCA has updated its policy development webpage which sets out information on the FCA's recent and future publications schedule. The FCA previously…
Cummings Law Ltd | United Kingdom | 13 Jan 2017
Implementation of the UK Corporate Governance and Stewardship Codes during 2016
The Financial Reporting Council (FRC) has published its annual report on the impact and implementation of the UK Corporate Governance and Stewardship…
Cummings Law Ltd | European Union | 13 Jan 2017
MLD4
The European Parliament's Committee on Economic Affairs (ECON) and its Committee on Civil Liberties, Justice and Home Affairs (LIBE) have…
Cummings Law Ltd | European Union | 13 Jan 2017
EU joint declaration on 2017 priorities
The European Council, Commission and Parliament, have negotiated a joint declaration on their 2017 priorities for the first time, focusing on jobs…
Cummings Law Ltd | European Union | 13 Jan 2017
EMIR: ESMA publishes methodology for CCP peer reviews
ESMA has published the methodology for mandatory peer reviews relating to CCPs' authorisation and supervision under EMIR, which is based on the…
Cummings Law Ltd | European Union | 13 Jan 2017
MiFID II: responses to ESMA consultations
ESMA has published a list of the responses it has received to its October 2016 consultation paper on the guidelines on the suitability of the…
Cummings Law Ltd | European Union | 13 Jan 2017
MiFID II: IT outsourcing
The Futures Industry Association has published a due diligence questionnaire for MiFID II investment firms that outsource IT software and…
