We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Refine your search

1 results found

Article

Sheppard Mullin Richter & Hampton LLP | USA | 29 Apr 2010

Recent court ruling exposes mutual funds to whistleblower suits

Mutual fund companies have traditionally argued that they are exempt from the whistleblower protections of the Sarbanes-Oxley Act ("SOX") because the funds themselves do not have any employees.

Previous page 1 Next page