We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Refine your search

3 results found

Article

Porter Wright Morris & Arthur LLP | USA | 6 Oct 2011

Second Circuit rules that FINRA does not have the authority to bring court actions to collect disciplinary fines

On Wednesday, October 5, the U.S. Court of Appeals for the Second Circuit ruled that FINRA lacks the authority to bring court actions to collect disciplinary fines it has imposed.

Article

Porter Wright Morris & Arthur LLP | USA | 23 Aug 2011

The fiduciary exception to the attorney-client privilege -- "document everything" is a best practice, except when it isn't

It provides a great reminder to in-house counsel addressing employee benefit claims that their communications with their benefits personnel regarding employee benefits claims may not be protected by the attorney-client privilege.

Article

Porter Wright Morris & Arthur LLP | USA | 19 Aug 2011

The fiduciary exception to the attorney-client privilege “document everything” is a best practice, except when it isn’t

“Document everything” is often a best practice, but when you are an ERISA plan fiduciary communicating with your attorney, you may need to throw that thinking out the door.

Previous page 1 Next page