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Porter Wright Morris & Arthur LLP | USA | 8 Nov 2010

This week in securities litigation (November 5, 2010)

Following the elections, Capital Hill is preparing for a significant shift.


Porter Wright Morris & Arthur LLP | USA | 11 Sep 2009

Schapiro's Open Letter to broker-dealer CEOs questions incentives

SEC Chairman Schapiro has reminded broker-dealer CEOs in an Open Letter dated August 31, 2009, that they have a responsibility to oversee the sales practices of their registered representatives.

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