We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Refine your search

2 results found

Article

Porter Wright Morris & Arthur LLP | USA | 8 Nov 2010

This week in securities litigation (November 5, 2010)

Following the elections, Capital Hill is preparing for a significant shift.

Article

Porter Wright Morris & Arthur LLP | USA | 11 Sep 2009

Schapiro's Open Letter to broker-dealer CEOs questions incentives

SEC Chairman Schapiro has reminded broker-dealer CEOs in an Open Letter dated August 31, 2009, that they have a responsibility to oversee the sales practices of their registered representatives.

Previous page 1 Next page