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Article

Cummings Law Ltd | European Union | 13 Jan 2017

EU joint declaration on 2017 priorities

The European Council, Commission and Parliament, have negotiated a joint declaration on their 2017 priorities for the first time, focusing on jobs

Article

Cummings Law Ltd | United Kingdom | 13 Jan 2017

HM consultation on amending RAO definition of financial advice

Following the City of London Law Society (CLLS)'s response to HM Treasury's September consultation on amending

Article

Cummings Law Ltd | European Union | 13 Jan 2017

ESMA opinion excludes fund managers from MiFIR intervention powers

ESMA has published an opinion which excludes fund managers from the scope of intervention powers under MiFIR. Articles 40 and 42 of MiFIR give ESMA

Article

Cummings Law Ltd | European Union | 13 Jan 2017

EMIR: ESMA publishes methodology for CCP peer reviews

ESMA has published the methodology for mandatory peer reviews relating to CCPs' authorisation and supervision under EMIR, which is based on the

Article

Cummings Law Ltd | United Kingdom | 13 Jan 2017

Implementation of the UK Corporate Governance and Stewardship Codes during 2016

The Financial Reporting Council (FRC) has published its annual report on the impact and implementation of the UK Corporate Governance and Stewardship

Article

Cummings Law Ltd | European Union | 13 Jan 2017

MLD4

The European Parliament's Committee on Economic Affairs (ECON) and its Committee on Civil Liberties, Justice and Home Affairs (LIBE) have

Article

Cummings Law Ltd | European Union | 13 Jan 2017

MiFID II: IT outsourcing

The Futures Industry Association has published a due diligence questionnaire for MiFID II investment firms that outsource IT software and

Article

Cummings Law Ltd | United Kingdom | 13 Jan 2017

FCA policy update on crowdfunding

The FCA has updated its policy development webpage which sets out information on the FCA's recent and future publications schedule. The FCA previously

Article

Cummings Law Ltd | European Union | 13 Jan 2017

ESMA review on best execution under MiFID

ESMA has published a follow-up report to its peer review on best execution under MiFID which assesses whether deficiencies identified therein

Article

Cummings Law Ltd | European Union | 13 Jan 2017

MiFID II: responses to ESMA consultations

ESMA has published a list of the responses it has received to its October 2016 consultation paper on the guidelines on the suitability of the

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