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Article

Dorsey & Whitney LLP | USA, Australia, Hong Kong | 15 May 2014

This week in securities litigation (week ending may 16, 2014)

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a

Article

Dorsey & Whitney LLP | USA | 13 May 2014

SEC enforcement: one step forward, two back?

The SEC's courtroom victory in the Wyly case on Monday was a significant step forward for a program that has struggled to find its swagger. While

Article

Dorsey & Whitney LLP | USA | 14 Jun 2013

This week in securities litigation (week ending June 14, 2013)

The Commission filed a settled action alleging fraud in connection with a going private transaction based on Exchange Act Section 13(e). The agency

Article

Dorsey & Whitney LLP | USA | 1 Mar 2013

This week in securities litigation (week ending March 1, 2013)

The Supreme Court handed down two significant securities law decisions this week. In the first the High Court, in unanimous opinion, rejected the

Article

Dorsey & Whitney LLP | USA | 27 Feb 2013

Supreme Court rejects SEC effort to extend statute of limitations

The Supreme Court rejected the SEC's effort to extend the five year statute of limitations for imposing a civil penalty by engrafting a discovery

Article

Dorsey & Whitney LLP | USA | 21 Feb 2013

Anti-corruption digest - February 2013

U.S. District Judge Richard J. Sullivan of the Southern District of New York denied a motion to dismiss the SEC’s charges against three foreign

Article

Dorsey & Whitney LLP | USA | 11 Jan 2013

This week in securities litigation (week ending January 11, 2013)

The Supreme Court heard argument this week on a case which may have a significant impact on the SEC's enforcement program. It focuses on when the five

Article

Dorsey & Whitney LLP | USA | 8 Jan 2013

A key SEC enforcement issue is argued before the Supreme Court

The Supreme Court heard argument yesterday in Gabelli v. SEC, No. 11-1274, a case which could have a significant impact on the SEC's enforcement program

Article

Dorsey & Whitney LLP | USA | 6 Jan 2013

Last week, this week and the future trends of SEC enforcement

As rumors swirl that the Director of the SEC's Enforcement is about to become the latest division director to resign, the critical question is the future

Article

Dorsey & Whitney LLP | USA | 30 Sep 2012

The new term: the Supreme Court faces conflicting currents in securities litigation

The first Monday in October is the opening day of the new Supreme Court term.

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