Insider trading cases frequently turn on the nature of the relationship between the trader and the person who is the source of information. The
The SEC continues to struggle with its swagger. The claim that it has returned is, at best, debatable. Clearly prevailing in the SEC v. Wyly, 10 Civ
M&A deals are a focus of the private securities litigation bar, according to a new report from Cornerstone Research. Specifically, 94 or more of M&A
Operation Broken Gate is the Commission's latest undertaking which focuses on the role of gatekeepers, according to a recent SEC press release
Insider trading continues to be the focus as the first quarter of the year came to a close. The SEC and the Manhattan U.S. Attorney's Office brought
This week before Christmas Bloomberg reports that SEC Enforcement Director Robert Khuzami will resign shortly.
Insider trading is generally predicated on deception of the company and its shareholders or the source of the information.
The SEC won a significant victory in the Second Circuit, securing a reversal of summary judgment in a closely watched insider trading case.
SEC enforcement this holiday shortened week dismissed the remaining defendants in an insider trading case centered on an international take over which had been filed largely on the trading and within days of the announcement.
International was a key theme this week.