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23 results found

Article

Dorsey & Whitney LLP | USA | 4 Jun 2014

Consent decrees, the district court and the SEC: the Citigroup decision

The Second Circuit handed down its long awaited opinion in SEC v. Citigroup Global Markets, Inc., Nos. 11-5227-cv, 11-5375-cv and 11-5242-cv (2nd Cir

Article

Dorsey & Whitney LLP | USA | 18 Mar 2014

The SEC and omnipresent enforcement

A key part of the new "get tough" enforcement doctrine is omnipresence - that is, creating the impression that the SEC's Division of Enforcement is

Article

Dorsey & Whitney LLP | USA | 25 Jul 2013

Anti-Corruption Digest - July 2013

It has been reported that Alcoa World Alumina and Chemicals, a joint venture between Alcoa, Inc. and Australian based Alumina Limited ("Alumina")

Article

Dorsey & Whitney LLP | USA | 10 Feb 2013

SEC settlements: Citigroup is argued in the Circuit Court

The Second Circuit Court of Appeals heard argument in SEC v. Citigroup Global Markets, Inc., No. 11-5227-cv, one of the most closely watched SEC

Article

Dorsey & Whitney LLP | USA | 19 Aug 2012

This week in securities litigation (July 27 to August 17, 2012)

This edition of This Week In Securities Litigation compiles actions which took place during the recent period when a series articles were published centered on two topics.

Article

Dorsey & Whitney LLP | USA | 21 May 2012

Neither admit nor deny is not the issue in SEC settlements

The SEC’s long established settlement practice of resolving enforcement actions without requiring an admission of liability that is, on a neither admit nor deny basis came under scrutiny again last week.

Article

Dorsey & Whitney LLP | USA | 19 Mar 2012

Will the key question in the Citigroup case be answered?

The SEC won a significant victory in its Citigroup market crisis case last week.

Article

Dorsey & Whitney LLP | USA | 16 Mar 2012

This week in securities litigation (week ending March 16, 2012)

The Commission won a significant victory this week in the Second Circuit Court of Appeals in its Citigroup litigation.

Article

Dorsey & Whitney LLP | USA | 9 Jan 2012

The new enforcement settlement policy

The Division of Enforcement altered its long standing policy on one of its key settlement terms last week.

Article

Dorsey & Whitney LLP | USA | 29 Nov 2011

SEC Citigroup settlement is rejected by the court

“But the S.E.C., of all agencies, has a duty, inherent in its statutory mission, to see that the truth emerges; and if it fails to do so, the Court must not, in the name of deference or convenience, grant judicial enforcement to the agency’s contrivances.”

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