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Results: 11-20 of 107

CFTC requests public comment on MAT filings by Javelin and trueEX
  • Katten Muchin Rosenman LLP
  • USA
  • October 25 2013

The Commodity Futures Trading Commission has requested public comment on determinations by Javelin SEF, LLC (Javelin) and trueEX, LLC (trueEX) to


Five agencies issue final Volcker implementation rules; small banks win exemptions
  • Katten Muchin Rosenman LLP
  • USA
  • December 13 2013

On December 10, five financial regulatory agencies (the Board of Governors of the Federal Reserve System, Office of the Comptroller of the Currency


CFTC issues relief for cross-border trading of swaps on Qualifying multilateral trading facilities in the European Union
  • Katten Muchin Rosenman LLP
  • USA
  • February 14 2014

On February 12, 2014, the Division of Market Oversight (DMO) of the United States Commodity Futures Trading Commission (CFTC) issued a no-action


CFTC issues updated relief for cross-border trading of swaps on qualifying multilateral trading facilities in the European Union
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 24 2014

On April 9, 2014, the Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) (together, the Divisions) of


SEC adopts first installment of rules for cross-border security-based swap activity
  • Katten Muchin Rosenman LLP
  • USA
  • July 16 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the


Swap Push-Out Rule narrowed
  • Katten Muchin Rosenman LLP
  • USA
  • December 19 2014

The so-called "Push-Out Rule" relating to swap activity conducted by banks has been significantly narrowed in scope by a provision in the


CFTC seeks comments on TW SEF available-to-trade certification
  • Katten Muchin Rosenman LLP
  • USA
  • November 1 2013

On October 29, the Commodity Futures Trading Commission requested public comment on a made-available-to-trade certification submitted by TW SEF, LLC


ISDA publishes protocol for 2014 Credit Derivatives Definitions
  • Katten Muchin Rosenman LLP
  • Global
  • August 22 2014

With exactly one month left until the September 22 effective date of the International Swaps and Derivatives Association’s (ISDA) new 2014 Credit


New Volcker guidance helps non-US banks
  • Katten Muchin Rosenman LLP
  • USA
  • March 6 2015

The five US financial regulators that are responsible for implementation of Section 13 of the Bank Holding company Act of 1956 (Volcker Rule) have


Global regulators push back margin requirements for non-cleared derivatives
  • Katten Muchin Rosenman LLP
  • Global, USA
  • March 20 2015

On March 18, the Basel Committee on Banking Supervision and the International Organization of Securities Commissions (IOSCO) published a "final"