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Results: 1-10 of 821

CESR technical advice on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for CRAs
  • Norton Rose Fulbright LLP
  • European Union, USA
  • May 31 2010

The Committee of European Securities Regulators (CESR) has published its technical advice to the European Commission on the equivalence between the US regulatory and supervisory framework and the EU regulatory regime for credit rating agencies (CRAs


The FSA’s role under the Payment Services Regulations 2009
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The FSA has published an updated version of a paper in which it explains its role under the Payment Services Regulations 2009 (PSRs


Queen’s Speech - Financial Services Regulation Bill
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website


The small firms financial crime review
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses


CESR report - technical details of the pan-European short selling disclosure regime
  • Norton Rose Fulbright LLP
  • European Union
  • May 31 2010

The Committee of European Securities Regulators (CESR) has published a report it has sent to the European Commission on the technical details of a pan-European short selling disclosure regime


Public hearing "market abuse: promoting deterrence, market integrity and investor protection"
  • Norton Rose Fulbright LLP
  • European Union
  • May 31 2010

The European Commission is holding a public hearing on the review of the Market Abuse Directive (MAD) on 2 July 2010 in Brussels


Avoiding corruption risks in the city: the Bribery Act 2010
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The City of London Corporation has published a report prepared by Transparency International which is entitled Avoiding Corruption Risks in the City: The Bribery Act 2010


The Queen’s Speech - BBA comment
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The British Bankers' Association (BBA) has issued a short press statement on the Queen's Speech


Commission sets out vision for bank resolution funds
  • Norton Rose Fulbright LLP
  • European Union
  • May 31 2010

The European Commission has published a Communication which sets out its thinking on how the financial sector could contribute to the cost of financing the resolution of failing banks


FSA enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

A former inter-dealer broker has been prohibited in connection with deliberate unauthorised trades