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Results: 1-10 of 82

CFTC issues guidance regarding swap execution facilities
  • Katten Muchin Rosenman LLP
  • USA
  • November 15 2013

On November 14, the Commodity Futures Trading Commission's Divisions of Clearing and Risk, Market Oversight and Swap Dealer and Intermediary


Foreign Listed Stock Index Futures and Options Approvals Chart
  • Katten Muchin Rosenman LLP
  • USA
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions


CFTC proposes rules to require that IBS, CPOs and CTAs become members of a registered Futures Association
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed rules requiring that all registered introducing brokers (IBs), commodity pool operators (CPOs


CFTC approves position limits proposals
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission has proposed amendments to its existing speculative position limit regulations. The proposed amendments


CFTC extends time-limited relief for foreign exchange swaps
  • Katten Muchin Rosenman LLP
  • USA
  • November 8 2013

The Commodity Futures Trading Commission's Division of Market Oversight issued No-Action Letter No. 13-68, which extends to November 29 the deadline


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


Treasury Secretary outlines framework for regulatory reform
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2009

On March 26, Treasury Secretary Timothy Geithner provided an overview of the Obama administration’s planned overhaul of the financial regulatory system to the Committee on Financial Services of the House of Representatives


“Let Wall Street pay for Wall Street’s Bailout Act of 2009”Congressional bill proposes new tax on securities transactions
  • Katten Muchin Rosenman LLP
  • USA
  • February 20 2009

On February 13, the “Let Wall Street Pay for Wall Street’s Bailout Act of 2009” (Act) was introduced by U.S. Representative Peter DeFazio and referred to the House Ways and Means Committee


ICE Trust approved by Fed for credit default swap clearing
  • Katten Muchin Rosenman LLP
  • USA
  • March 6 2009

On March 4, the Federal Reserve Board approved the application of ICE US Trust LLC (ICE Trust) to become a member of the Federal Reserve System and to operate a clearinghouse for certain credit default swap transactions


CFTC approves electronic filing of CPO and CTA disclosure documents
  • Katten Muchin Rosenman LLP
  • USA
  • March 6 2009

On March 5, in response to a petition by the National Futures Association (NFA), the Commodity Futures Trading Commission amended Regulations 4.26 and 4.36 to require commodity pool operators and commodity trading advisors to file their disclosure documents with the NFA electronically