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Results: 1-10 of 223

Financial Regulatory Developments 7 March - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • March 7 2014

In a speech on the shift towards market-based financing, IOSCO's deputy secretary general has suggested that it is time to start thinking about


Financial Regulatory Developments 15 August - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • August 15 2014

JMLSG has noted it omitted one proposed change when it published its consultation on changes to its Guidance Notes. The change proposes to add a new


Financial Regulatory Developments 31 October - Joint Money Laundering Steering Group (JMLSG)
  • Dentons
  • Global
  • October 31 2014

JMLSG is consulting on changes to its sectoral guidance on prevention of money laundering in the fundraising and investment activities of private


Financial Regulatory Developments 20 March - Financial Action Task Force (FATF)
  • Dentons
  • Global
  • March 20 2015

A speech by FATF's vice-president noted FATF's increased commitment to the risk-based approach and said that "de-risking" should never be an excuse


LSEG responds to IOSCO on financial benchmarks
  • Dentons
  • Global
  • March 1 2013

In its response to the International Organisation for Sercurities Commissions' (IOSCO) consultation report on financial benchmarks, LSEG has broadly


EP amends voting dates
  • Dentons
  • Global
  • August 10 2012

The indicative date for the EP Plenary hearings on the proposed Directive and Regulation amending the Markets in Financial Instruments Directive (MiFID 2 and MiFIR) and on the proposed Market Abuse Regulation and Directive on Criminal Sanctions on Market Abuse (MAR and CMAD) has been postponed by one day to 20 November


Hedge funds after the crisis
  • Dentons
  • Global, United Kingdom
  • May 12 2009

Regulators worldwide have been busy over the last few months taking emergency measures to address the financial crisis


OECD calls for more international anti-corruption action
  • Dentons
  • Global
  • December 21 2012

OECD is disappointed that so few jurisdictions are making serious efforts to counter corrupt activities by foreign entities within their jurisdictions


FSB reports on financial regulatory reforms
  • Dentons
  • Global
  • April 27 2012

FSB’s progress report to the G20 Finance Ministers and Central Bank Governors highlights: progress in its key reform areas of (i) building resilient financial institutions; (ii) ending “too big to fail”; (iii) strengthening oversight and regulation of shadow banking activities; (iv) creating core continuous markets by OTC derivatives and other reforms; and (v) being timely and consistent in implementing reforms


FSB decides on SIFIs
  • Dentons
  • Global
  • November 11 2011

The G20 leaders endorsed FSB’s policy measures to address the risks to the global financial system of systemically important financial institutions (SIFIs