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Foreign Listed Stock Index Futures and Options Approvals November 2016
  • Katten Muchin Rosenman LLP
  • Global
  • November 14 2016

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of November 2016. All prior


CFTC Extends No-Action Relief to SEFs and DCMs From Certain Error Correction Regulations
  • Katten Muchin Rosenman LLP
  • USA
  • June 2 2017

On May 30, the Commodity Futures Trading Commission's (CFTC) Division of Market Oversight and Division of Clearing and Risk (Divisions) issued Staff


CFTC Provides Relief to SEFs From Audit Trail Requirements Related to Post-Trade Allocation Information
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Division of Market Oversight of the Commodity Futures Trading Commission has issued temporary no-action relief to swap execution facilities


CFTC Proposes Alternative to Fingerprinting Requirement for Foreign Individuals
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Commodity Futures Trading Commission has proposed to amend Regulation 3.21 to provide an exemption for the fingerprinting requirements for an


Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


CFTC Requests Comment on Draft Technical Specifications for Swap Data
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The staff of the Commodity Futures Trading Commission has published for comment draft technical specifications for certain swap data elements


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC Expands Clearing Requirement to Include Additional Interest Rate Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • September 30 2016

The Commodity Futures Trading Commission has expanded the list of swaps subject to the clearing requirement in CFTC Regulation 50.4 to include


China regulator proposes to permit designated domestic futures contracts to be traded by foreigners
  • Katten Muchin Rosenman LLP
  • China
  • January 23 2015

The China Securities Regulatory Commission (CSRC) is soliciting public comment on proposed rules (Interim Measures) that would open Chinese futures


CFTC issues no-action relief to SEFs and DCMs in connection with swaps with operational or clerical errors
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On April 22, the Commodity Futures Trading Commission’s Division of Market Oversight and Division of Clearing and Risk (Divisions) issued CFTC Letter