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Results: 1-10 of 96

CFTC Extends Relief for Non-US Swap Dealers From Transaction-Level Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 4, the Division of Swap Dealer and Intermediary Oversight, Division of Clearing and Risk and Division of Market Oversight of the Commodity


CFTC Announces Enhancements to Protect Customer Funds
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 8, the Commodity Futures Trading Commission announced three separate measures designed to enhance the protection of customer funds. The


Foreign Listed Stock Index Futures and Options Approval
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are


CFTC Launches LabCFTC as Major FinTech Initiative
  • Katten Muchin Rosenman LLP
  • USA
  • May 19 2017

On May 17, the Commodity Futures Trading Commission announced the creation of LabCFTC, a new initiative aimed at promoting responsible FinTech


Industry groups respond to DOJ recommendation regarding tighter ownership restrictions for DCMs, DCOs and SEFs
  • Katten Muchin Rosenman LLP
  • USA
  • January 14 2011

The ABA Securities Association, the Clearing House Association, the Financial Services Roundtable, the Futures Industry Association, the International Swaps and Derivatives Association, and the Securities Industry and Financial Markets Association (the Industry Groups) have submitted a comment letter with the Commodity Futures Trading Commission in response to a comment letter submitted by the U.S. Department of Justice (DOJ) urging the implementation of more-stringent rules relating to ownership and conflicts of interest for designated contract markets (DCMs), derivatives clearing organizations (DCOs) and swap execution facilities (SEFs


CFTC grants DCO registration to Nodal Clear, LLC
  • Katten Muchin Rosenman LLP
  • USA
  • September 25 2015

The Commodity Futures Trading Commission has granted registration to Nodal Clear, LLC as a derivatives clearing organization (DCO). Pursuant to the


CFTC and Korean regulators sign MOU regarding cross-border clearing organizations
  • Katten Muchin Rosenman LLP
  • USA
  • October 2 2015

The Commodity Futures Trading Commission has signed a memorandum of understanding (MOU) with two Korean regulators, the Korean Financial Services


Proposed CFTC Regulation To Impact Algorithmic Trading and Traders
  • Katten Muchin Rosenman LLP
  • USA
  • December 15 2015

On November 25, 2015, the Commodity Futures Trading Commission (the "Commission" or the CFTC) proposed a comprehensive set of new rules ("Regulation


CFTC Reminds SDs and MSPs of Swap Reporting Obligations
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

The Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission has issued an advisory to remind swap dealers


CFTC Technology Advisory Committee To Meet on January 26
  • Katten Muchin Rosenman LLP
  • USA
  • January 15 2016

The Technology Advisory Committee of the Commodity Futures Trading Commission will hold a public meeting on January 26 to discuss (1) the CFTC’s