We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 143

FSA bans and fines investment bank adviser
  • Dentons
  • United Kingdom
  • December 22 2011

Following FSA’s action in 2009 against UBS, it has banned and fined Jaspreet Singh Ahuja, a former client adviser at UBS, £150,000 for breach of Principle 1 of its Statements of Principles and Code of Conduct for Approved Persons and for not being a fit and proper person


Treasury speaks on AIFMD and private equity
  • Dentons
  • United Kingdom
  • July 16 2010

Mark Hoban also spoke at a dinner for private equity and venture capital specialists


HFSB updates standards
  • Dentons
  • United Kingdom
  • April 9 2010

HFSB has updated its standards following consultations on hedge fund redemptions and administration and safekeeping


IMA sets up fund processing passport repository
  • Dentons
  • United Kingdom
  • December 11 2009

IMA and FundConnect have set up a repository which will let fund providers publish essential information for fund order processing


AMI worried about mortgage regulation
  • Dentons
  • United Kingdom
  • August 28 2009

AMI has published a report comparing the US and UK mortgage markets


Treasury publishes draft property transfer instrument
  • Dentons
  • United Kingdom
  • June 19 2009

Treasury has published a draft instrument amending the Banking Act 2009 (Restriction of Partial Property Transfers) (Amendment) Order 2009


IMA responds on OEIC PCC regime
  • Dentons
  • United Kingdom
  • October 2 2009

IMA has welcomed Treasury’s plans to introduce a protected cell regime for OEICs


IMA consults on recommended practice for authorised funds
  • Dentons
  • United Kingdom
  • July 23 2010

IMA has issued a draft revised Statement of Recommended Practice for Authorised Funds


IMA wants better directives
  • Dentons
  • United Kingdom
  • June 12 2009

IMA has spoken of its concerns about the "one size fits all" approach of the AIFD and the radical changes to UCITS requirements on depositories following the Madoff scandal


IMA reports on credit crunch effects
  • Dentons
  • United Kingdom
  • June 12 2009

IMA has reported on how the credit crunch has impacted UK authorised funds