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5 Things To Watch For In FCPA Enforcement This Year
  • Foley & Lardner LLP
  • USA, United Kingdom, Global
  • January 1 2018

Recognizing that prognostication is a fool’s errand and mindful of our own unique limitations (having collectively gone four for 29 in our firm’s


Asset Management & Investment Funds: EU & International Developments
  • A&L Goodbody
  • United Kingdom, European Union, Global
  • December 1 2017

The European Securities and Markets Authority (ESMA) updated:


International developments for ICOs and cryptocurrencies
  • Gilbert + Tobin
  • USA, Global
  • November 30 2017

Since our last update, regulators in more jurisdictions around the globe have released guidance or warnings in relation to ICOs. Despite warnings from


Cross-Border Investigations Update
  • Skadden Arps Slate Meagher & Flom LLP
  • USA, Australia, United Kingdom, European Union, Global, Hong Kong
  • November 30 2017

As discussed further below, on July 26, 2017, the Financial Crimes Enforcement Network (FinCEN), in coordination with federal prosecutors in


Financial Regulatory Developments Focus November 29, 2017 Issue 112017
  • Shearman & Sterling LLP
  • USA, United Kingdom, European Union, Global
  • November 29 2017

On November 20, 2017, the US Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency and the US Federal


Financial Regulation Weekly Bulletin - 23 November 2017
  • Slaughter and May
  • United Kingdom, European Union, Global
  • November 29 2017

The Chancellor of the Exchequer has delivered the Autumn Budget 2017 (the Red Book). This is the first Budget in the new annual tax policy-making


Derivatives Quarterly Newsletter: 3rd Quarter 2017
  • Sidley Austin LLP
  • USA, Global, Hong Kong
  • November 16 2017

On July 6, 2017, the CFTC issued an order to LedgerX LLC (LedgerX), granting it registration as a SEF (SEF Order). In addition, on July 24, 2017


Initial coin offerings: ESMA statements
  • Dechert LLP
  • European Union, Global
  • November 15 2017

Owing to a rapid growth in initial coin offerings (ICOs) globally, ESMA has issued two statements, one on the risks for investors and one on the rules


Whistleblowing in the financial services sector
  • Freshfields Bruckhaus Deringer
  • Global
  • October 4 2017

In the age of Wikileaks, "whistleblowing" is a term with which we are all familiar and the role of the whistleblower is more prominent now than ever


Accessing the US Capital Markets From Outside the United States - 2017 Edition
  • Latham & Watkins LLP
  • USA, Global
  • September 21 2017

The two Depression-era US federal statutes at the center of our discussion are the US Securities Act of 1933 and the US Securities Exchange Act of