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Derivatives Quarterly Newsletter: 3rd Quarter 2017
  • Sidley Austin LLP
  • Global, Hong Kong, USA
  • November 16 2017

On July 6, 2017, the CFTC issued an order to LedgerX LLC (LedgerX), granting it registration as a SEF (SEF Order). In addition, on July 24, 2017


Initial coin offerings: ESMA statements
  • Dechert LLP
  • European Union, Global
  • November 15 2017

Owing to a rapid growth in initial coin offerings (ICOs) globally, ESMA has issued two statements, one on the risks for investors and one on the rules


Whistleblowing in the financial services sector
  • Freshfields Bruckhaus Deringer LLP
  • Global
  • October 4 2017

In the age of Wikileaks, "whistleblowing" is a term with which we are all familiar and the role of the whistleblower is more prominent now than ever


Accessing the US Capital Markets From Outside the United States - 2017 Edition
  • Latham & Watkins LLP
  • Global, USA
  • September 21 2017

The two Depression-era US federal statutes at the center of our discussion are the US Securities Act of 1933 and the US Securities Exchange Act of


Business Guide to Anti-Corruption Laws - 2017 Mid-Year Update
  • Jenner & Block LLP
  • Global, United Kingdom, USA
  • September 18 2017

This mid-year update discusses the most significant anticorruption enforcement developments from the first six months of 2017, with a focus on


Global Privacy & Cybersecurity Update Vol. 15
  • Jones Day
  • European Union, Global, USA
  • September 13 2017

On June 19, the Federal Trade Commission ("FTC") submitted comments to a working group organized by the Department of Commerce's National


5 Keys to Effective Regulatory Change Management
  • Association of Corporate Counsel
  • European Union, Global, USA
  • September 11 2017

Regulatory compliance can be dense, but here’s how in-house counsel can help their companies find clarity


Third Party Risk in a Global Environment: Key Survey Findings
  • NAVEX Global US
  • Global, USA
  • August 15 2017

Most organizations engage with hundreds, if not often thousands, of third party vendors, suppliers, agents and business partners, creating a daunting


Derivatives Quarterly Newsletter: 2nd Quarter 2017
  • Sidley Austin LLP
  • Global, Hong Kong, USA
  • August 10 2017

On May 3, 2017, the CFTC voted to propose amendments (Proposed Amendment) to certain CFTC regulations (Existing CCO Rules) governing the duties and


Application of Morrison to Sponsored and Unsponsored ADRs
  • Clyde & Co LLP
  • Global, USA
  • August 7 2017

A number of recent district court decisions have examined whether U.S. securities laws apply to foreign companies' ADRs purchased and sold in the U.S