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Results: 1-10 of 1,046

5 Keys to Effective Regulatory Change Management
  • Association of Corporate Counsel
  • European Union, Global, USA
  • September 11 2017

Regulatory compliance can be dense, but here’s how in-house counsel can help their companies find clarity


New IOSCO Standard Likely to Yield Increased International Enforcement Cooperation and Integration
  • Osler Hoskin & Harcourt LLP
  • Canada, Global
  • April 20 2017

It is trite to say that capital markets know no borders. Increasingly, this reality is prompting capital markets regulators and enforcers around the


Overview of IOSCO Research Report on Financial Technologies (Fintech)
  • McCarthy Tétrault LLP
  • Global, USA
  • February 22 2017

Recently, the International Organization of Securities Commissions (IOSCO) released its Research Report on Financial Technologies (Fintech). IOSCO is


February 2017 International Trade Compliance Update
  • Baker McKenzie
  • Global, United Kingdom, USA, Canada, China, European Union
  • February 20 2017

On 27 January 2017, the UN Security Council adopted Resolution 2339 (2017) with respect to the situation in the Central African Republic. The Security


KPMG surveys audit committee concerns
  • Cooley LLP
  • Global, USA
  • January 18 2017

What are audit committee members’ greatest concerns? Audit committee members participating in KPMG’s 2017 Global Audit Committee Pulse Survey


The Financial Report, 13 January 2017, Global Regulators
  • DLA Piper
  • Global
  • January 13 2017

The International Swaps and Derivatives Association launched a Japanese jurisdictional module to the ISDA Resolution Stay Jurisdictional


ISDA Releases Self-disclosure Letter in Connection With Global Uncleared Swap Margin Rules
  • Kramer Levin Naftalis & Frankel LLP
  • Global, USA
  • August 1 2016

The Regulatory Margin Self-Disclosure Letter, published on June 30, by the International Swaps and Derivatives Association Inc. (ISDA) (the Letter


2015 Corruption Perceptions Index, a Vital Anti-Bribery Compliance Tool, Highlights Global Corruption Risks for Corporations
  • Reed Smith LLP
  • Global
  • January 28 2016

On January 27, 2016, Transparency International released its 2015 update to its annual "Corruption Perceptions Index" ("CPI"), a vital resource for


Multinational compliance in the financial services industry
  • Arnold & Porter Kaye Scholer LLP
  • Global
  • March 30 2015

In recent years, particularly in the aftermath of the global financial crisis, the financial services industry has seen an unprecedented increase in


A status report on the PCAOB’s inspections of foreign auditors
  • McDermott Will & Emery
  • China, Global
  • June 12 2013

The Public Company Accounting Oversight Board (PCAOB) was established as part of the Sarbanes-Oxley Act of 2002 (Sarbanes-Oxley). It is charged with