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Results:1-10 of 181

In Brief: IOSCO Publishes Guidance on Conflicts of Interest in the Equity Capital-Raising Process
  • AUM Law
  • Canada, Global
  • October 3 2018

On September 18, the International Organization of Securities Commissions (IOSCO) published its final report on Conflicts of Interest and Associated


Ontario and Québec regulators join the “Global Sandbox”
  • Osler Hoskin & Harcourt LLP
  • Canada, Global
  • September 14 2018

On August 7, 2018, the United Kingdom’s Financial Conduct Authority (FCA) announced the creation of the Global Financial Innovation Network (GFIN) in


Freak Out?
  • AUM Law
  • USA, Canada, Global
  • February 23 2018

The New Year begins. The Chicago Board Options Exchange believes that "big fun will be had by everyone" if it can list and trade shares of


Doing Business in Canada
  • Borden Ladner Gervais LLP
  • USA, Canada, European Union, Global
  • November 30 2017

This guide provides a practical overview of Canada’s legal landscape to international Businesses looking to establish operations in Canada or


M&A in Canada
  • Stikeman Elliott LLP
  • USA, Canada, Global
  • October 10 2017

In this discussion, we focus on two areas of regulation that can be key to crossborder M&A: competition law (as antitrust is known in Canada) and


Get shorty: defamation and regulatory claims against short-sellers in Canada
  • DLA Piper
  • Canada, Global
  • July 26 2017

Public companies in Canada can reasonably expect a degree of scrutiny by market participants. Analysts might question fiscal projections.


Canadian securities regulators issue guidance for Canadian issuers on the disclosure of cyber security risks and incidents
  • Osler Hoskin & Harcourt LLP
  • USA, Canada, Global
  • February 9 2017

As part of ongoing efforts by the Canadian Securities Administrators (CSA) to highlight cyber security risks for issuers, registrants and


Raising Capital in the United States: A guide to using MJDS for U.S. public offerings and periodic reporting
  • Osler Hoskin & Harcourt LLP
  • USA, Canada, Global
  • October 21 2016

Canadian issuers frequently turn to the U.S. capital markets for both financing needs and other strategic reasons. A public offering of securities in


FinTech in Canada
  • McCarthy Tétrault LLP
  • USA, Australia, Singapore, Switzerland, United Arab Emirates, United Kingdom, Canada, China, France, Germany, Global, Hong Kong, India
  • September 22 2016

So what is FinTech? The phrase “FinTech”, first coined by a New York banker in 1972, refers to the intersection of technology and Financial services


Global Government Solutions 2016: Mid-Year Outlook
  • K&L Gates
  • USA, Australia, United Kingdom, Canada, European Union, Germany, Global
  • July 1 2016

As we issue this 2016 Mid-Year Outlook, the global community has begun to wrestle in earnest with the momentous political, economic, and doing