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Results: 1-10 of 144

Governance & Securities Law Focus: Latin America Edition, May 2017
  • Shearman & Sterling LLP
  • European Union, Global, United Kingdom, USA
  • May 31 2017

On March 1, 2017, the US Securities and Exchange Commission ("SEC") announced that foreign private issuers ("FPIs") that prepare financial statements


Governance & Securities Law Focus: Asia Edition, May 2017
  • Shearman & Sterling LLP
  • Asia-Pacific, European Union, Global, United Kingdom, USA
  • May 1 2017

On 26 January 2017, the State Administration of Foreign Exchange (the "SAFE") issued the Notice on Further Promotion of Foreign Exchange


Governance & Securities Law Focus: Europe Edition, April 2017
  • Shearman & Sterling LLP
  • European Union, Global, United Kingdom, USA
  • April 24 2017

On 5 April 2017, the European Parliament passed a resolution to adopt the text of its first reading of a proposed directive to codify certain aspects


Governance & Securities Law Focus: Latin America Edition, February 2017
  • Shearman & Sterling LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • February 16 2017

One of the recent areas of focus in the review by the US Securities and Exchange Commission ("SEC") of company disclosures has been the use of "non


Governance & Securities Law Focus: Asia Edition, February 2017
  • Shearman & Sterling LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • February 7 2017

On 5 December 2016, Shenzhen-Hong Kong Stock Connect, the mutual stock market access programme between the Shenzhen Stock Exchange ("SZSE") and The


Governance & Securities Law Focus: Europe Edition, January, 2017
  • Shearman & Sterling LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • January 26 2017

On 25 October 2016, the European Commission ("Commission") adopted its 2017 Work Programme. The Commission proposes 21 key initiatives for 2017 to


Financial Regulatory Developments Focus January 25, 2017
  • Shearman & Sterling LLP
  • European Union, Global, Hong Kong, Ireland, United Kingdom, USA
  • January 25 2017

On January 18, 2017, the US Board of Governors of the Federal Reserve System finalized a rule increasing the maximum civil money penalty limits for


Financial Regulatory Developments Focus November 18 2016
  • Shearman & Sterling LLP
  • European Union, Global, United Kingdom, USA
  • November 18 2016

On November 7, 2016, the US Office of the Comptroller of the Currency announced that it will launch a web-based system for banks to file licensing and


Financial Regulatory Developments Focus October 14 2016
  • Shearman & Sterling LLP
  • European Union, Global, United Kingdom, USA
  • October 14 2016

In this newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment


Financial Stability Board Reports on Risks Posed by Central Counterparties and the CCP Workplan
  • Shearman & Sterling LLP
  • Global
  • September 29 2016

On August 16, 2016, the FSB published a progress report on its CCP workplan. The progress report provides an update on implementation of a workplan