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Results:1-10 of 18,029

Court Again Rejects a CFTC Manipulation Claim
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • December 18 2018

On November 30, 2018, the Southern District of New York issued an opinion reaffirming the long-standing rule that traders cannot be


The End of LIBOR: What to Know? What to Do?
  • Frost Brown Todd LLC
  • United Kingdom
  • December 17 2018

Today LIBOR is a benchmark used around the world. By the end of 2021 (or sooner), the LIBOR will be gone. The London Interbank Offered Rate (LIBOR)


NFA Proposes Internal Controls Framework to Enhance Supervision
  • Katten Muchin Rosenman LLP
  • USA
  • December 16 2018

The National Futures Association proposed an interpretive notice to provide commodity pool operators with guidance to design and implement adequate


FINRA Highlights Top Examination Findings for 2018
  • Katten Muchin Rosenman LLP
  • USA
  • December 16 2018

The Financial Industry Regulatory Authority published its 2018 annual report setting forth observations from recent Examinations and pointing out


CME Group Exchanges Fine Non-Members for Disruptive Trading That Does Not Involve Layering
  • Katten Muchin Rosenman LLP
  • USA
  • December 16 2018

CME Group exchanges sanctioned two non-members for engaging in transactions during pre-opening sessions that allegedly were not made for the purpose


BIS Economists Argue that CCP - Bank Interactions May Lead to Destabilizing Feedback Loop Under Certain Stress Scenarios
  • Katten Muchin Rosenman LLP
  • USA
  • December 16 2018

Three economists from the Bank of International Settlements argued in a paper published on December 16 that interdependencies between central


CFTC Seeks to Fuel Up Its Knowledge of Ether
  • Katten Muchin Rosenman LLP
  • USA
  • December 16 2018

The Commodity Futures Trading Commission issued a Request for Input to help it better understand the virtual currency ether (ETH) in anticipation of


SEC Adopts Rules to Enhance Order Handling Information Available to Investors
  • Schulte Roth & Zabel LLP
  • USA
  • December 16 2018

On Nov. 2, 2018, the U.S. Securities and Exchange Commission adopted amendments (“Amendments”) to Rule 606 of the Securities Exchange Act of 1934, as


CFTC Issues Request for Input on Crypto-Assets
  • Katten Muchin Rosenman LLP
  • USA
  • December 14 2018

As part of its LabCFTC initiative, the Commodity Futures Trading Commission issued a Request for Input (RFI) to deepen the CFTC’s understanding of


Congress: Week in Review December 14, 2018
  • McGuireWoods Consulting LLC
  • USA
  • December 14 2018

With the December 21 deadline looming to fund remaining areas of government for FY19, congressional Democratic leaders traveled to the White House on