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Winston & Strawn LLP | USA | 3 Jun 2020
CFTC Proposes to Streamline Reporting Requirements for CPOs
On April 14, 2020, the Commodity Futures Trading Commission (CFTC) unanimously approved a proposal to amend certain compliance requirements for…
Jones Day | USA | 3 Jun 2020
Legislative Update
On March 27, 2020, President Trump signed into law the Coronavirus Aid, Relief, and…
Sidley Austin LLP | United Kingdom | 3 Jun 2020
Market Conduct in an Era of Remote Working - UK Financial Conduct Authority Market Watch 63
On 27 May, 2020, the UK Financial Conduct Authority (FCA) published the 63rd edition of its Market Watch newsletter. The newsletter sets out the…
Herbert Smith Freehills LLP | European Union, United Kingdom | 2 Jun 2020
UK Tough Legacy Taskforce recommends LIBOR legislative fix: key risks and next steps
The UK’s Tough Legacy Taskforce (Taskforce) has issued a paper on “tough legacy” issues in the transition from LIBOR. In an important intervention…
Schulte Roth & Zabel LLP | USA | 2 Jun 2020
CFTC Issues Guidance on Enforcement Penalties
On May 20, 2020, the CFTC Division of Enforcement recently issued a memorandum[1] from James McDonald, its Director, that outlined various factors…
Schulte Roth & Zabel LLP | USA | 2 Jun 2020
CFTC Proposes Relief for Non-US Managers
On May 28, 2020, the Commodity Futures Trading Commission proposed amendments to CFTC Rule 3.10(c)(3),[1] which currently provides a registration…
K&L Gates | USA | 2 Jun 2020
Chancery Court Declines to Dismiss Derivative Claims for Audit Committee Oversight Failure and Unjust Enrichment
In William Hughes, Jr. V. Xiaoming Hu, et al., C.A. No. 2019-0112-JTL (Del. Ch. April 27, 2020), the Delaware Court of Chancery (the “Court”) held…
Shearman & Sterling LLP | USA | 1 Jun 2020
CFTC Announces Updated Guidance On Civil Monetary Penalties
On May 20, 2020, the Commodity Futures Trading Commission (“CFTC”) announced that the Division of Enforcement had issued new guidance regarding the…
Hogan Lovells | European Union, United Kingdom | 1 Jun 2020
FIG Bulletin, 01 June 2020
On 27 May 2020, the UK Financial Conduct Authority (FCA) published a webpage explaining the Circumstances under which the FCA will allow firms to…
Greenberg Traurig LLP | USA | 1 Jun 2020
LIBOR Transition Within the Context of COVID-19
Amid the Coronavirus Disease 2019 (COVID-19) pandemic, "steady as she goes" seems the current position of the different regulators in charge of…
