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Hong Kong: What happened in 2018 and significant events in 2019
  • Linklaters LLP
  • Hong Kong
  • December 14 2018

A range of legal updates were made in 2018 focused around regulatory requirements for the capital and financial markets in Hong Kong, as well as

United States: What happened in 2018 and significant events in 2019
  • Linklaters LLP
  • USA
  • December 14 2018

Although there was much talk of major legislative changes, less happened on the U.S. Congressional front than expected. Much of the changes in the U.S

Staying in front of FINRA claims by seniors
  • Reed Smith LLP
  • USA
  • December 12 2018

The number of arbitrations filed annually with the Financial Industry Regulatory Authority (FINRA) by customers against their broker-dealers has, over

China’s First Arbitral Award Recognized Bitcoin as Property
  • AllBright Law Offices
  • China
  • December 5 2018

Blockchain emerges as one of today's most ground-breaking technologies and has been attracting worldwide attention for its impact and functions. As a

General Counsel Update - A Multijurisdictional Guide
  • Herbert Smith Freehills LLP
  • Australia, United Kingdom, European Union, Global, Hong Kong
  • December 3 2018

The Withdrawal Agreement sets out the arrangements for the UK’s withdrawal from the EU on 29 March 2019 and includes a transition period to 31

US securities fraud claims and unsponsored ADR programmes
  • Freshfields Bruckhaus Deringer
  • USA
  • November 28 2018

Non-US companies with unsponsored ADR programmes may be concerned about whether their liability risk has increased after the recent unfavourable US

Extension of FOS access
  • Freshfields Bruckhaus Deringer
  • United Kingdom
  • November 16 2018

On 16 October 2018, the FCA published Policy Statement PS1821, which proposes near-final rules to expand access to the Financial Ombudsman Service

  • King & Wood Mallesons
  • Macau, China, Hong Kong
  • November 12 2018


11th Circuit Denies Access to FINRA Arbitration where Dispute did not Arise out of the FINRA Member's Business Activities
  • Bressler, Amery & Ross PC
  • USA
  • November 7 2018

The Eleventh Circuit's latest arbitration-related decision is a brush-back of the claimants securities bar's efforts to extend the breadth of who can

All’s Fair When It Comes To Arbitrator Ranking
  • Ulmer & Berne LLP
  • USA
  • October 30 2018

I just read an article about a research study conducted of FINRA arbitrations by three people associated with Harvard, Stanford, and the University of