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Covington & Burling LLP | USA | 15 Sep 2023
Another Win for Preemption in Over-The-Counter Drug Labeling Case
Recently, there has been a proliferation of putative class actions targeting allegedly misleading statements (or omissions) on the FDA-approved…
Mason Hayes & Curran LLP | Ireland | 13 Sep 2023
Development of Ireland's Macroprudential Policy for Investment Funds
The Central Bank of Ireland launched Discussion Paper 11 on 18 July 2023. The Discussion Paper details the approach to a macroprudential policy for…
Reed Smith LLP | USA | 6 Sep 2023
SDNY Dismisses Economic Injury Class Action Based on Express OTC Preemption
Patora v. Vi-Jon, LLC, 2023 U.S. Dist. LEXIS 153421 (S.D.N.Y. Aug. 30, 2023), is a typical express preemption decision resulting in dismissal of a…
Stephenson Harwood LLP | United Kingdom | 10 Jul 2023
FCA launches consultation on a proposed framework for establishing a consolidated tape in the UK
As part of a series of measures announced on 5 July 2023, the FCA published a Consultation Paper in relation to their proposed framework for…
Reed Smith LLP | Hong Kong | 15 May 2023
Hong Kong Stock Exchange Launched “Swap Connect”
On 5 May 2023, Hong Kong Exchanges and Clearing Limited (HKEx) announced news of a mutual access programme between Hong Kong’s and Mainland China’s…
Slaughter and May | United Kingdom | 10 Mar 2023
Pensions Bulletin - March 2023
In this month’s Pensions Bulletin, we cover: The Department for Work and Pensions (DWP) is consulting on a new Value for Money (VFM) framework which…
Fried Frank Harris Shriver & Jacobson LLP | USA | 6 Dec 2022
Comment Deadline Set for FINRA Proposal to Adopt New OTC and NMS Security Reporting Requirements
Comments on a FINRA proposal to establish new order routing disclosure report publication requirements for over-the-counter ("OTC") and National…
Fried Frank Harris Shriver & Jacobson LLP | USA | 18 Nov 2022
FINRA Proposes to Adopt New OTC and NMS Security Reporting Requirements
FINRA proposed two new rules that would require broker-dealers to publish order routing disclosure reports for over-the-counter ("OTC") and National…
Van Bael & Bellis | Luxembourg | 17 Jun 2022
Luxemburg - Competition Authority Publishes Results of Sector Inquiry into Medicines and Pharmacies and Makes Recommendations for Regulatory Reform
On 16 June 2022, the Luxemburg Competition Authority (LCA) published its report (the Report) detailing the outcome of a sector inquiry into medicines…
Macfarlanes LLP | European Union, United Kingdom | 2 Feb 2022
Clearing - potential one-year extension to pension schemes exemption, but further extensions unlikely
The European Securities and Markets Authority (ESMA) has sent a letter to the European Commission (EC) recommending that the temporary clearing…
