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Following Bench Trial, Southern District Of New York Finds That CFTC Failed To Prove Artificiality And Enters Judgment For Defendants In Market Manipulation Action
  • Shearman & Sterling LLP
  • USA
  • December 11 2018

On November 30, 2018, Judge Richard J. Sullivan of the United States Court of Appeals for the Second Circuit, sitting by designation on the United


Being Smarter Than Your Counterparties Is Not Manipulation Rules Judge in CFTC Enforcement Action
  • Katten Muchin Rosenman LLP
  • USA
  • December 9 2018

A US federal court in New York City ruled that the Commodity Futures Trading Commission did not meet its burden of proof in its enforcement action


IRS To Extend Phase-In Period for US Dividend Equivalent Rules
  • Schulte Roth & Zabel LLP
  • USA
  • October 31 2018

On Sept. 20, 2018, the IRS issued Notice 2018-72 (“Notice”) to, among other things, (1) announce that the IRS intends to amend the Section 871(m)


Derivatives Trading under FMIA: Reporting Obligations for Small Non-Financial Counterparties Postponed to 1 January 2024
  • Bär & Karrer
  • Switzerland
  • October 12 2018

On 14 September 2018, the Federal Council extended the transition period for the reporting of derivative transactions by small non-financial


Financial Services Update, Vol. 13, Issue 33
  • Winston & Strawn LLP
  • USA
  • September 10 2018

It is estimated that more than $370 trillion worth of bonds, loans, derivatives and other instruments are linked to LIBOR or another interbank


Ninth Circuit Holds Transactions in Unsponsored ADRs Can Be “Domestic” Under Morrison
  • Mintz
  • USA
  • August 14 2018

The Toshiba Securities Litigation stems from alleged violations of the Exchange Act, as well as the Financial Instruments and Exchange Act of Japan


汇率过山车走出去企业如何应对汇率风险
  • King & Wood Mallesons
  • China
  • August 6 2018

最近这段时间每天打开手机都能被通知栏的推送吓一跳画风大概是这样的: 反正就像打仗一样不是“跌破关口”就是“收复失地”然后“再次跌破创新低”又“低位反弹刷新高点”


Initial Margin Requirements on the Horizon: FAQs for Buy Side Firms
  • Sidley Austin LLP
  • USA, Global
  • July 31 2018

The regulatory requirements for posting and collecting initial margin (IM) currently apply principally to the uncleared over-the-counter (OTC)


CSA Consults a Second Time on Business Conduct Rules for OTC Derivatives
  • AUM Law
  • Canada
  • July 2 2018

On June 14, the Canadian Securities Administrators (CSA) published for comment proposed National Instrument 93-101 Derivatives: Business Conduct and


MAS to Implement Amendments to OTC Derivatives Contract Reporting Regime
  • Baker McKenzie
  • Singapore
  • June 26 2018

On 28 March 2018, the Monetary Authority of Singapore (MAS) published its response to feedback (MAS Feedback) received on its proposed amendments to