Refine your search
478 results found
William Fry | European Union, Ireland | 11 Aug 2023
Asset Management & Investment Funds Update - August 2023
The following are key dates and deadlines in Q3 2023 along with possible impacts and action items Arising for fund manag…
Dillon Eustace LLP | European Union, United Kingdom | 25 Jul 2023
Investment Firms Quarterly Legal and Regulatory Update: 1 April 2023 - 30 June 2023
On 3 April 2023, the European Securities and Markets Association (ESMA) published guidelines on certain aspects of the MiFID II Remuneration…
Travers Smith LLP | United Kingdom | 21 Jul 2023
In Practice - The initial margin "big bang": the aftermath
In this article the authors consider the key issues and challenges which remain for buy-side entities following the final phase-in of initial margin…
Lexology PRO | European Union, United Kingdom | 1 Jun 2023
Financial services: key UK & EU compliance updates (26 May – 1 Jun)
The EBA tightens up AML regulations for crypto platforms, ESMA publishes its stress test for central counterparties, and the UK’s FCA releases final messages before the LIBOR deadline – plus other key updates.
Lexology PRO | European Union, United Kingdom | 20 Apr 2023
Financial services: key UK & EU compliance updates (14 – 20 Apr)
UK regulators set priorities to secure the future of open banking, the EBA consults on guidelines for reporting historical data, and the UK FCA takes the lead in the Wider Implications Framework – plus other key updates.
Dillon Eustace LLP | European Union, Ireland, USA | 19 Apr 2023
Investment Firms Quarterly Legal and Regulatory Update: 1 January 2023 - 31 March 2023
On 16 January 2023, the European Securities and Markets Authority (ESMA) commenced the launch of a common supervisory action (CSA) with national…
Dillon Eustace LLP | European Union, Ireland | 17 Apr 2023
Funds Quarterly Legal and Regulatory Update: 1 January 2023 to 31 March 2023
ESMA consultation on Consultation on Review of Methodology included in Guidelines on Stress Testing Scenarios under the MMFR closes. See Section 6…
Lexology PRO | European Union, Switzerland, United Kingdom | 23 Mar 2023
Financial services: key UK & EU compliance updates (17 – 23 Mar)
UK and European regulators approve UBS’ Credit Suisse buyout, the UK FCA sets targeted priorities for payment institutions, and the IAIS consults on climate risk supervision guidance – plus other key updates.
Lexology PRO | United Kingdom | 28 Feb 2023
BoE and FCA finalise UK EMIR reporting rules
The UK’s principal financial regulator and central bank have settled on final requirements to harmonise the quality of data under the derivative reporting framework under the UK version of EMIR, in pursuit of parity with IOSCO’s standards.
Lexology PRO | European Union, United Kingdom | 20 Feb 2023
Two fifths of firms have no EMIR Refit plan, report finds
Many firms are “behind the curve” on preparedness for the European Market Infrastructure Regulation’s Refit, a survey of transaction reporting decision-makers has found – with two fifths still without an action plan in place.
