Refine your search

Content type
Tags
Firm name
Author
Jurisdiction
Language

5,421 results found

Article
Ask Lexy

Kramer Levin Naftalis & Frankel LLP | USA | 10 Mar 2022

The SEC’s New Proposed Rule To Regulate Credit Derivatives and Other Security-Based Swaps Raises Practical Concerns for the Industry and May Exceed the SEC’s Authority

On Dec. 15, 2021, the U.S. Securities and Exchange Commission (SEC or Commission) proposed Rule 240.9j-1 (the Rule), intended “to prevent fraud…
Article
Ask Lexy

Kramer Levin Naftalis & Frankel LLP | USA | 9 Mar 2022

The SEC’s New Proposed Rule To Regulate Security-Based Swaps Raises Practical Concerns for the Industry and May Exceed the SEC’s Authority

On Dec. 15, 2021, the U.S. Securities and Exchange Commission (SEC or Commission) proposed Rule 240.9j-1 (the Rule), intended “to prevent fraud…
Commentary
Ask Lexy

Shearman & Sterling LLP | USA | 25 Jan 2022

SEC proposes new large position reporting requirements and prohibitions on fraud and manipulation for SBSs

The Securities and Exchange Commission recently proposed a series of potentially far-reaching changes to the regulation of the security-based swap (SBS) markets. Among other changes, the proposed rules would impose public reporting requirements for large positions of SBSs above a defined threshold. The proposal would also adopt new anti-fraud and anti-manipulation rules that could, if applied......
Article
Ask Lexy

Jones Day | USA | 31 Aug 2021

Countdown to Security-Based Swap Registration and Compliance Deadlines

With some exceptions, registration with the Securities and Exchange Commission ("SEC") as a security-based swap ("SBS") dealer is required under the…
Article
Ask Lexy

Schulte Roth & Zabel LLP | USA | 3 Nov 2020

CFTC Adopts New Position Limits Rules -- The Impact on Private Fund Managers

On Oct. 15, 2020, the Commodity Futures Trading Commission ("CFTC") adopted a "Final Rule"1 on a new position limits regime that covers 25 physical…
Article
Ask Lexy

Skadden Arps Slate Meagher & Flom LLP | USA | 30 Sep 2020

CFTC Amends Swap Data Reporting Rules, Creates Registration Framework for Non-US Clearing Organizations

On September 17, 2020, the Commodity Futures Trading Commission (CFTC) unanimously approved final rules amending the agency’s swap data reporting and…
Article
Ask Lexy

Hogan Lovells | USA | 29 Sep 2020

Final rule: The CFTC clarifies the extraterritorial application of cross-border derivatives regulation - implications for the buy side

On 14 September 2020, the Commodity Futures Trading Commission (CFTC) published a final rule in the Federal Register entitled "Cross-Border…
Article
Ask Lexy

Hogan Lovells | USA | 24 Sep 2020

Final rule: The CFTC clarifies the extraterritorial application of cross-border derivatives regulation implications for the buy side

On 14 September 2020, the Commodity Futures Trading Commission (CFTC) published a final rule in the Federal Register entitled "Cross-Border…
Article
Ask Lexy

Hogan Lovells | USA | 19 Aug 2020

Lehman Brothers swap clawback effort rejected By Second Circuit

The Second Circuit ruled last week in Lehman Bros. Special Fin. Inc. v. Bank of Am. Nat'l Ass'n, No. 18-1079 (2d Cir. 2020) that a Lehman Brothers…
Article
Ask Lexy

Mills Oakley | Australia | 19 Aug 2020

Restructuring corporate debt - debt for equity swaps

For a company that is in financial difficulty, but which is still ultimately a viable going concern, a debt for equity swap can be an effective way to…
Previous page 1 2 3 ...