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NOT	term1 NOT term2	term2 must not appear
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()	term1 AND (term2 OR term3)	Grouping terms
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*	withdr*	Multiple letter wildcard (withdraw, withdrawn, withdrawing)
"..."~n	"term1 term2"~n	Proximity (term1 within n words of term2)

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Results:1-10 of 4,143

NFA Releases Notice Regarding Swap Valuation Dispute Filing Process

Katten Muchin Rosenman LLP
USA
September 7 2018

On September 6, the National Futures Association (NFA) sent a notice to its members with information regarding the Interpretive Notice to NFA

CFTC Issues Proposed Rule to Amend Margin Requirements

Katten Muchin Rosenman LLP
USA
May 25 2018

On May 17, the Commodity Futures Trading Commission released a proposed rule to amend the CFTC’s margin requirements for uncleared swaps for swap

CFTC Grants Relief to Certain Non-US Persons in Determining Swap Dealer and Major Swap Participant Status

Katten Muchin Rosenman LLP
USA
May 18 2018

On May 16, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) provided no-action relief for certain

CFTC Extends Time-Limited No-Action Relief for Entities Submitting Swaps for Clearing With Certain DCOs

Katten Muchin Rosenman LLP
USA
February 23 2018

On February 20, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) published Staff Letter 18-03, which extends the

Conforming Amendments Proposed for Bank Swap Margin Rules

Katten Muchin Rosenman LLP
USA
February 12 2018

On February 5, the Prudential Regulatorsthe five federal banking regulators for swap dealers that are banksproposed technical amendments to their

SEC Chairman Clayton’s Remarks on Remaining Dodd-Frank Mandates

Kilpatrick Townsend & Stockton LLP
USA
February 8 2018

By Paul Foley, John I. Sanders, and Lauren Henderson On January 22, 2018, SEC Chairman Jay Clayton gave the opening remarks at the Securities

A Corporate End User’s Handbook for Dodd-Frank Derivatives Compliance

Shearman & Sterling LLP
USA
January 30 2018

The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), signed into law on July 21, 2010, was the largest overhaul of the U.S

CFTC’s Market Risk Advisory Committee Releases Agenda for Upcoming Public Meeting

Katten Muchin Rosenman LLP
USA
January 26 2018

The Commodity Futures Trading Commission has released the agenda for the Market Risk Advisory Committee (MRAC) public meeting that will be held on

The latest swaps litigation: the English High Court rules that the Bank of Scotland was entitled to exclude obligations by express agreement and the parties are bound by their agreement that there was no advisory relationship

Mayer Brown
United Kingdom
January 21 2018

The latest swaps mis-selling decision was handed down on 5 December 2017 in Marz Limited v Bank of Scotland Plc (2017). The High Court was required

SEC Adopts Final Rule Relating to Security-Based Swap Communications

Sullivan & Cromwell LLP
USA
January 17 2018

On January 5, 2018, the Securities and Exchange Commission adopted Rule 135d (the “Final Rule”) under the Securities Act of 1933 (the “Securities

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