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SEC Proposes Risk Mitigation Rules for Uncleared Security-Based Swaps
  • Katten Muchin Rosenman LLP
  • USA
  • December 21 2018

On December 19, the US Securities and Exchange Commission voted to issue proposed rules that would require the mandatory use of certain risk

CFTC Permanently Sets the Swap Dealer De Minimis Threshold at $8 Billion and Determines Not to Adopt Other Proposed Changes
  • Mayer Brown
  • USA
  • November 16 2018

On November 5, 2018, the US Commodity Futures Trading Commission ("CFTC") finalized an amendment to the de minimis exception within the swap dealer

Legal Alert: ISDA publishes benchmarks supplement
  • Eversheds Sutherland (US) LLP
  • European Union
  • October 3 2018

On September 19, 2018, the International Swaps and Derivatives Association, Inc. (ISDA) published the ISDA Benchmarks Supplement, which allows

NFA Releases Notice Regarding Swap Valuation Dispute Filing Process
  • Katten Muchin Rosenman LLP
  • USA
  • September 7 2018

On September 6, the National Futures Association (NFA) sent a notice to its members with information regarding the Interpretive Notice to NFA

CFTC Issues Proposed Rule to Amend Margin Requirements
  • Katten Muchin Rosenman LLP
  • USA
  • May 25 2018

On May 17, the Commodity Futures Trading Commission released a proposed rule to amend the CFTC’s margin requirements for uncleared swaps for swap

CFTC Grants Relief to Certain Non-US Persons in Determining Swap Dealer and Major Swap Participant Status
  • Katten Muchin Rosenman LLP
  • USA
  • May 18 2018

On May 16, the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) provided no-action relief for certain

CFTC Extends Time-Limited No-Action Relief for Entities Submitting Swaps for Clearing With Certain DCOs
  • Katten Muchin Rosenman LLP
  • USA
  • February 23 2018

On February 20, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) published Staff Letter 18-03, which extends the

Conforming Amendments Proposed for Bank Swap Margin Rules
  • Katten Muchin Rosenman LLP
  • USA
  • February 12 2018

On February 5, the Prudential Regulatorsthe five federal banking regulators for swap dealers that are banksproposed technical amendments to their

SEC Chairman Clayton’s Remarks on Remaining Dodd-Frank Mandates
  • Kilpatrick Townsend & Stockton LLP
  • USA
  • February 8 2018

By Paul Foley, John I. Sanders, and Lauren Henderson On January 22, 2018, SEC Chairman Jay Clayton gave the opening remarks at the Securities

A Corporate End User’s Handbook for Dodd-Frank Derivatives Compliance
  • Shearman & Sterling LLP
  • USA
  • January 30 2018

The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), signed into law on July 21, 2010, was the largest overhaul of the U.S