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Article

Morrison & Foerster LLP | USA | 19 May 2017

CFTC Proposes to Amend Chief Compliance Officer Duties and Annual Report Requirements

On May 3, 2017, the Commodity Futures Trading Commission ("CFTC") approved for publication in the Federal Register proposed amendments to its rules

Article

Morrison & Foerster LLP | USA | 5 Aug 2016

CFTC Proposed Registration Relief for Non-U.S. Futures Commission Merchants, Commodity Pool Operators, Commodity Trading Advisors and Introducing Brokers

On July 27, 2016, the U.S. Commodity Futures Trading Commission (“CFTC”) proposed amendments to its rules (“Proposed Rules”) that loosen the

Article

Morrison & Foerster LLP | USA | 5 Oct 2015

CFTC requires introducing brokers, commodity pool operators, and most commodity trading advisors that use swaps to become members of NFA

On September 14, 2015, the Commodity Futures Trading Commission (CFTC) published a final rule requiring introducing brokers (IBs), commodity pool

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