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Article

Morrison & Foerster LLP | USA | 5 Oct 2015

CFTC requires introducing brokers, commodity pool operators, and most commodity trading advisors that use swaps to become members of NFA

On September 14, 2015, the Commodity Futures Trading Commission (CFTC) published a final rule requiring introducing brokers (IBs), commodity pool

Article

Morrison & Foerster LLP | USA | 17 Dec 2014

CFTC staff grants Family Offices no-action relief from registration as commodity trading advisors

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) recently issued no-action relief for

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