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783 results found


Proskauer Rose LLP | USA | 30 Mar 2019

Two New Bitcoin ETF Proposals Pending as Cryptocurrency Markets Mature

Two recent proposals for bitcoin exchange-traded funds (“ETFs”) are vying to become the first to receive approval from the U.S. Securities and


Katten Muchin Rosenman LLP | USA | 29 Apr 2018

CFTC Chairman Says Commission Should Focus on Raising Standards for Swaps Trading Not Restricting Execution Models

J. Christopher Giancarlo, Chairman of the Commodity Futures Trading Commission, issued a White Paper calling for the CFTC to expand the ways swaps


Katten Muchin Rosenman LLP | USA | 12 Feb 2018

Conforming Amendments Proposed for Bank Swap Margin Rules

On February 5, the Prudential Regulatorsthe five federal banking regulators for swap dealers that are banksproposed technical amendments to their


Katten Muchin Rosenman LLP | USA | 29 Oct 2017

UK-Based Subsidiary of US Bank Fined UK £34.5 Million for Not Reporting Certain Derivatives Transactions As Required

UK-based Merrill Lynch International consented to the imposition of a fine of £34.5 million (the equivalent of over US $45 million) by the UK


Katten Muchin Rosenman LLP | USA | 20 Oct 2017

CFTC Conducts DCO Liquidity Stress Tests

The Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission has issued a report summarizing stress tests conducted by three


Bernstein Litowitz Berger & Grossmann LLP | USA | 12 Jun 2017

Corzine sidelined

The US Commodity Futures Trading Commission's years-long litigation against the former CEO of MF Global Holdings Ltd. has concluded with a settlement


Katten Muchin Rosenman LLP | USA, Australia | 7 May 2017

CPO Fined US $1 Million for Making Prohibited Loans and Advances to CEO From Funds’ Assets

Duet Asset Management Ltd., a Commodity Futures Trading Commission-registered commodity pool operator, agreed to pay a fine of US $1 million to the


Katten Muchin Rosenman LLP | USA | 19 Mar 2017

CFTC Chairman Nominee Warns of Tough Love to Come: KISS But Also Aggressive and Assertive Enforcement:

In a speech last week before an assembly of industry executives at FIA's annual Boca Raton conference, J. Christopher Giancarlo, nominee to be


Wilmer Cutler Pickering Hale and Dorr LLP | USA | 20 Dec 2016

Regulators Implement Enhanced Oversight and Propose Transparency for the Treasury Market

On October 24, 2016, the Federal Reserve Bank of New York (FRBNY) held a conference on "The Evolving Structure of the US Treasury Market" (Conference)


McGuireWoods LLP | USA | 13 Oct 2016

CFTC Establishes December 31, 2018 as the Swap Dealer Registration De Minimis Threshold Deadline

On October 13, 2016 the Commodity Futures Trading Commission (CFTC) approved an order (the Order) to push back the deadline for certain market

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