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519 results found

Article

Sidley Austin LLP | USA | 18 Jan 2019

Volcker Rule: agencies propose to implement community bank exemption and revise name-sharing rule

The five US federal agencies responsible for implementing the Volcker Rule have individually released, or are expected to release, a

Article

Cadwalader Wickersham & Taft LLP | USA | 31 May 2018

A Look At The Proposal to Simplify The Volcker Rule

On May 30, the Federal Reserve issued a proposal (the “Proposed Regulations”) to revamp regulations implementing the Volcker Rule, a centerpiece of

Article

White & Case LLP | USA | 21 Nov 2017

Regulators begin Volcker Rule review, signaling potential for needed

Broadly, the Volcker Rule prevents insured depository institutions, their parent holding companies and foreign banks that have US subsidiary banks or

Article

Sullivan & Cromwell LLP | USA | 19 Oct 2016

CFTC Proposes Rules on Cross-Border Application of Swap Provisions

On October 11, 2016, the Commodity Futures Trading Commission (the "CFTC" or "Commission") voted unanimously to propose rules and interpretations

Article

Katten Muchin Rosenman LLP | USA | 3 Jun 2016

CFTC Grants Registration to Three Swap Execution Facilities

On May 26, the Commodity Futures Trading Commission granted full registered status to GTX SEF, LLC (GTX) of Bedminster N.J., TeraExchange, LLC (Tera)

Article

Katten Muchin Rosenman LLP | USA | 8 May 2015

CFTC determines that wholly owned securitization SPVs of captive finance companies may elect End-User Exception

In an interpretive letter published on May 4, the Commodity Futures Trading Commission's Division of Clearing and Risk (Division) confirmed that a

Article

Vedder Price PC | USA | 24 Sep 2014

CPO reporting relief for a Parent Pool and its Trading Subsidiary

On September 8, 2014, the DSIO issued CFTC Letter No. 14-112 (Letter 14-112), which grants no-action relief to permit certain commodity pools and

Article

Fried Frank Harris Shriver & Jacobson LLP | USA | 18 Sep 2014

CFTC update: CFTC staff no-action relief for commodity pool operators of commodity pools with wholly-owned trading subsidiaries

The Commodity Futures Trading Commission ("CFTC")'s Division of Swap Dealer and Intermediary Oversight ("DSIO") has issued a no-action letter (the

Article

Katten Muchin Rosenman LLP | USA | 13 Sep 2013

CFTC grants relief to CPOs trading through subsidiaries

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) has granted no-action relief from certain

Article

Lowenstein Sandler LLP | USA | 22 Aug 2012

Commodity Futures Trading Commission provides answers to frequently asked questions regarding CPOsCTAs to private commodity pools

On August 14, 2012, the Commodity Futures Trading Commission’s ("CFTC") Division of Swap Dealer and Intermediary Oversight ("DSIO") provided written responses to a number of frequently asked questions ("FAQs") relating to the CFTC's February 2012 final rules addressing compliance obligations for Commodity Pool Operators ("CPOs") and Commodity Trading Advisors ("CTAs").

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