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Baker & Hostetler LLP | USA | 21 Jun 2019

Details on Major New Cryptocurrency Announced, Enterprise Pilots and Enforcement Actions Continue

This week, the world’s largest social media company published details on its plans to launch Libra, a new cryptocurrency that would be backed by a


Katten Muchin Rosenman LLP | USA | 21 Apr 2019

SEC OCIE Makes No Secret of Need for Broker-Dealers and Investment Advisers to Up Their Procedures Regarding the Privacy of Customer Records and Information

The watchdog arm of the Securities and Exchange Commission - the Office of Compliance Inspections and Examinations - issued a Risk Alert summarizing


Katten Muchin Rosenman LLP | USA | 14 Apr 2019

New York State Department of Financial Services Revokes Crypto Exchange’s Safe Harbor to Operate Without BitLicense

The New York State Department of Financial Services cancelled the temporary authority of a major cryptocurrency exchange to operate in New York


Baker & Hostetler LLP | USA, Australia, United Kingdom, etc. | 2 Apr 2019

2018 Year-End Cross-Border Government Investigations and Regulatory Enforcement Review

In the second year of the Trump administration, U.S. white collar law enforcement priorities became clearer, particularly with regard to


Paul Hastings LLP | USA | 13 Mar 2019

A New Enforcement Agency Joins the World of International Corruption Enforcement

Historically, enforcement of violations of the Foreign Corrupt Practices Act (“FCPA”) has been the exclusive domain of the U.S. Department of Justice


Latham & Watkins LLP | USA | 1 Feb 2019

CFTC Seeks to Amend Commodity Pool Regulations

The US Commodity Futures Trading Commission (CFTC) has proposed amendments to its regulations in order to ease the registration and compliance burdens


Dechert LLP | USA | 31 Jan 2019

US Blockchain Enforcement and Litigation Update - January 2019

In the second half of 2018, cryptocurrency investors and businesses faced sustained attention from financial regulators and persistent declines in


Winston & Strawn LLP | USA | 22 Jan 2019

Financial Services Update, Vol. 14, Issue 3

Last Monday, the U.S. Supreme Court announced its denial of a petition for a writ of certiorari in State National Bank of Big Spring v. Mnuchin, a


Katten Muchin Rosenman LLP | USA | 2 Dec 2018

California Federal Court Rejects SEC’s View That Purportedly Fraudulent ICO Constituted a Security Offering - At Least for Now

The Securities and Exchange Commission’s view that most cryptoassets issued as part of initial coin offerings and presales to ICOs are securities was


Katten Muchin Rosenman LLP | USA | 21 Oct 2018


The Commodity Futures Trading Commission obtained orders from a federal court in New York concluding its first-filed enforcement action against

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