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292 results found

Article

Troutman Sanders LLP | USA | 14 Jan 2019

Shutdown's Messy Impact on Consumer Protection Activities

The federal government shutdown continues and, in the wake of the President Donald Trump's Oval Office address in support of the border wall, it

Article

Katten Muchin Rosenman LLP | USA | 2 Dec 2018

California Federal Court Rejects SEC’s View That Purportedly Fraudulent ICO Constituted a Security Offering - At Least for Now

The Securities and Exchange Commission’s view that most cryptoassets issued as part of initial coin offerings and presales to ICOs are securities was

Article

Katten Muchin Rosenman LLP | USA | 21 Oct 2018

Commentaries

The Commodity Futures Trading Commission obtained orders from a federal court in New York concluding its first-filed enforcement action against

Article

Katten Muchin Rosenman LLP | USA | 15 Apr 2018

Broker-Dealer Sanctioned US $1.575 Million by FINRA and Other SROs for Market Access Rule Violations

Last week, a broker-dealer was fined US $1.575 million by the Financial Industry Regulatory Authority and other self-regulatory organizations for not

Article

Paul Hastings LLP | USA, Ireland | 26 Mar 2018

PH Money Matters: This Week in Washington

President Trump signed the US$1.3T omnibus spending bill on Friday, ending a cycle of short-term stopgap measures and the recurring threat of a

Article

Katten Muchin Rosenman LLP | USA | 25 Feb 2018

Bridging the Weeks by Gary DeWaal: February 12 to 23, and February 26, 2018 (Whistleblowers; AML Staffing; Unlicensed Crypto Exchange; FCA-CFTC FinTech Cooperation)

The United States Supreme Court made clear that, to take advantage of a key anti-retaliation protection of the Dodd-Frank Wall Street Reform and

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