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410 results found

Article

Baker & Hostetler LLP | USA | 21 Jun 2019

Details on Major New Cryptocurrency Announced, Enterprise Pilots and Enforcement Actions Continue

This week, the world’s largest social media company published details on its plans to launch Libra, a new cryptocurrency that would be backed by a

Article

Katten Muchin Rosenman LLP | USA | 21 Apr 2019

SEC OCIE Makes No Secret of Need for Broker-Dealers and Investment Advisers to Up Their Procedures Regarding the Privacy of Customer Records and Information

The watchdog arm of the Securities and Exchange Commission - the Office of Compliance Inspections and Examinations - issued a Risk Alert summarizing

Article

Katten Muchin Rosenman LLP | USA | 14 Apr 2019

New York State Department of Financial Services Revokes Crypto Exchange’s Safe Harbor to Operate Without BitLicense

The New York State Department of Financial Services cancelled the temporary authority of a major cryptocurrency exchange to operate in New York

Article

Baker & Hostetler LLP | USA, Australia, United Kingdom, etc. | 2 Apr 2019

2018 Year-End Cross-Border Government Investigations and Regulatory Enforcement Review

In the second year of the Trump administration, U.S. white collar law enforcement priorities became clearer, particularly with regard to

Article

Dechert LLP | USA | 31 Jan 2019

US Blockchain Enforcement and Litigation Update - January 2019

In the second half of 2018, cryptocurrency investors and businesses faced sustained attention from financial regulators and persistent declines in

Article

Winston & Strawn LLP | USA | 22 Jan 2019

Financial Services Update, Vol. 14, Issue 3

Last Monday, the U.S. Supreme Court announced its denial of a petition for a writ of certiorari in State National Bank of Big Spring v. Mnuchin, a

Article

Troutman Sanders LLP | USA | 14 Jan 2019

Shutdown's Messy Impact on Consumer Protection Activities

The federal government shutdown continues and, in the wake of the President Donald Trump's Oval Office address in support of the border wall, it

Article

Winston & Strawn LLP | USA, United Kingdom, European Union | 7 Jan 2019

Financial Services Update, Vol. 14, Issue 1

Unquestionably, 2019 is set to be an exceptional year, especially in the field of financial services. The United Kingdom submitted on 29 March 2017

Article

Katten Muchin Rosenman LLP | USA | 2 Dec 2018

California Federal Court Rejects SEC’s View That Purportedly Fraudulent ICO Constituted a Security Offering - At Least for Now

The Securities and Exchange Commission’s view that most cryptoassets issued as part of initial coin offerings and presales to ICOs are securities was

Article

Winston & Strawn LLP | USA, United Kingdom, European Union | 19 Nov 2018

Financial Services Update, Vol. 13, Issue 43

The topic of Brexit has been the subject of a high degree of anxiety within the financial services industry. In a potentially positive development, on

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