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299 results found

Article

Quarles & Brady LLP | USA | 6 Jun 2019

Tippee insider trading remains a top DOJ priority

Shortly before his recent departure, former Deputy Attorney General Rod J. Rosenstein stated that the Department of Justice was "fighting corporate

Article

Baker & Hostetler LLP | USA, Australia, United Kingdom, etc. | 2 Apr 2019

2018 Year-End Cross-Border Government Investigations and Regulatory Enforcement Review

In the second year of the Trump administration, U.S. white collar law enforcement priorities became clearer, particularly with regard to

Article

Sidley Austin LLP | USA, United Kingdom, OECD, etc. | 25 Mar 2019

Sidley global insurance review

The insurance industry is global in nature. Insurers and reinsurers are critically important to the world economy. They assume and transfer all

Article

Latham & Watkins LLP | USA | 1 Feb 2019

CFTC Seeks to Amend Commodity Pool Regulations

The US Commodity Futures Trading Commission (CFTC) has proposed amendments to its regulations in order to ease the registration and compliance burdens

Article

Winston & Strawn LLP | USA | 22 Jan 2019

Financial Services Update, Vol. 14, Issue 3

Last Monday, the U.S. Supreme Court announced its denial of a petition for a writ of certiorari in State National Bank of Big Spring v. Mnuchin, a

Article

Paul Weiss | USA, OECD | 7 Jun 2018

Société Générale and Legg Mason to Pay Nearly $650 Million to Resolve DOJ Investigation of Libyan Bribery Scheme

On June 4, 2018, the U.S. Department of Justice (“DOJ”) announced a pair of Foreign Corrupt Practices Act (“FCPA”) resolutions, one involving

Article

Venable LLP | USA | 30 Nov 2010

Dodd-Frank's whistleblower program and the SEC's proposed Regulation 21f for its implementation

On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Protection Act ("Dodd-Frank"), implementing a monumental package of financial industry reforms that significantly strengthen the government's tools for enforcement.

Article

McDermott Will & Emery | USA | 21 Jul 2010

Whistleblower provisions make noise in new financial reform bill

The new financial reform bill contains whistleblower provisions that could change how corporations identify potential wrongdoing, interact with their employees and decide whether to report potential violations to the government.

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