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432 results found


Troutman Sanders LLP | USA | 14 Jan 2019

Shutdown's Messy Impact on Consumer Protection Activities

The federal government shutdown continues and, in the wake of the President Donald Trump's Oval Office address in support of the border wall, it


Katten Muchin Rosenman LLP | USA, Canada | 29 Jul 2016

CFTC Enters Into Information Sharing MOU With Four Additional Canadian Provinces

On July 28, the Commodity Futures Trading Commission and four Canadian provinces or territories signed counterparts to a memorandum of understanding


Paul Weiss | USA | 3 Jun 2011

SEC adopts whistleblower bounty rules

In a 3-2 vote split along party lines, the Securities and Exchange Commission has approved final rules to implement the whistleblower "bounty" provisions mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act.


Dechert LLP | USA | 27 May 2011

SEC adopts final whistleblower rules

The belated adoption on May 25, 2011 of the U.S. Securities and Exchange Commission’s (“SEC”) long anticipated final whistleblower rules (“Final Rules”) pursuant to Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) has done little to temper the sharply divergent reactions that the initial Proposed Rules evoked.


Hunton Andrews Kurth LLP | USA | 10 May 2011

The new DPJ working group and what it means to the oil and gas industry

It has not been lost on the Obama Administration that the average price of gas has now crept over $4.00 per gallon nationwide


Ropes & Gray LLP | USA | 3 May 2011

CFTC releases swap recordkeeping and reporting requirements

The Commodity Futures Trading Commission ("CFTC") issued new proposed swap recordkeeping and reporting requirements on April 25, 2011.


Dinsmore & Shohl LLP | USA | 27 Sep 2010

Dodd-frank: impact of the whistleblower incentives and the corporate response

When President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank" or the "Act") into law on July 21, 2010, it was a major step towards the administration's goal of promoting increased accountability and transparency in the United States' financial system.


Baker Donelson Bearman Caldwell & Berkowitz PC | USA | 19 Aug 2010

Fall forecast: DOL hunts for violations and DOJ offers some clarifications

Flush with hundreds of added investigators and geared up for a fresh round of compliance audits and enforcement actions, the DOL has now targeted the hospitality industry and suggested that it will target hotels, motels and resorts throughout the United States for compliance audits.


Duane Morris LLP | USA | 29 Jul 2010

Beyond Wall Street, the Dodd-Frank Act's potential impact on whistleblowing

On July 21, 2010, U.S. President Barack Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) into law.


Seyfarth Shaw LLP | USA | 21 Jul 2010

Dodd-Frank Act expands SOX’s whistleblower provisions and creates whistleblower bounties and protections

On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.

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