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Baker & Hostetler LLP | USA | 21 Jun 2019

Details on Major New Cryptocurrency Announced, Enterprise Pilots and Enforcement Actions Continue

This week, the world’s largest social media company published details on its plans to launch Libra, a new cryptocurrency that would be backed by a


Covington & Burling LLP | USA | 14 Jun 2019

Beyond The FCPA: New U.S. Regulator Enforcing Against Foreign Corruption

Yet another U.S. regulator is entering the foreign corruption space. The Commodity Futures Trading Commission is a civil agency that oversees


Quarles & Brady LLP | USA | 6 Jun 2019

Tippee insider trading remains a top DOJ priority

Shortly before his recent departure, former Deputy Attorney General Rod J. Rosenstein stated that the Department of Justice was "fighting corporate


Sidley Austin LLP | USA | 20 May 2019

Energy Enforcement Update

FERC rescinds policy on Notices of Alleged Violations


Katten Muchin Rosenman LLP | USA | 12 May 2019

CFTC Sues Former Trader Previously Charged Criminally for Falsely Inflating Natural Gas Futures and Physical Trades

The Commodity Futures Trading Commission filed a lawsuit against David Smothermon, the former president and head trader of the gas division of an


Katten Muchin Rosenman LLP | USA | 12 May 2019

CFTC Division of Enforcement Issues First Guide to Activities and Overview of General Policies and Procedures

For the first time in its history, the Commodity Futures Trading Commission’s Division of Enforcement issued a reference guide setting forth policies


Morrison & Foerster LLP | USA, United Kingdom, Uzbekistan, etc. | 23 Apr 2019

Top 10 international anti-corruption developments for March 2019

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international


Katten Muchin Rosenman LLP | USA | 21 Apr 2019

SEC OCIE Makes No Secret of Need for Broker-Dealers and Investment Advisers to Up Their Procedures Regarding the Privacy of Customer Records and Information

The watchdog arm of the Securities and Exchange Commission - the Office of Compliance Inspections and Examinations - issued a Risk Alert summarizing


Katten Muchin Rosenman LLP | USA | 14 Apr 2019

New York State Department of Financial Services Revokes Crypto Exchange’s Safe Harbor to Operate Without BitLicense

The New York State Department of Financial Services cancelled the temporary authority of a major cryptocurrency exchange to operate in New York


Morvillo Abramowitz Grand Iason & Anello PC | USA | 11 Apr 2019

Are DOJ’s FX Prosecutions Ahead of the Law on “Trading Ahead”?

Two recent prosecutions in the foreign exchange (FX) market raise questions about the use of general criminal statutes to regulate a trading

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