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14 results found

Article

DLA Piper | USA, Global | 24 Jan 2019

Fintech regulation in the USA

A structured guide to fintech regulation in the USA

Article

DLA Piper | USA | 9 Nov 2017

The Financial Report, Vol. 6, No. 21 - Discussion and Analysis

The SEC recently provided welcome relief for US broker-dealers engaged in business with European investment managers, issuing no-action letters

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