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1,008 results found

Article

Ropes & Gray LLP | USA | 5 Jun 2019

Ropes & Gray’s Investment Management Update - April-May 2019

As we prepared this Update for distribution, at its June 5 meeting, the SEC finalized or published the following items. These items will be the

Article

King & Spalding LLP | USA | 11 Apr 2019

How Far We Haven’t Come: SEC Resistance to Blockchain Securities Continues?

While SEC FinHub’s new framework announced last week for identifying crypto-securities suggests continued resistance for those using digital assets to

Article

Baker McKenzie | USA, Singapore, European Union | 10 Apr 2019

Mutual Recognition for Singapore and US, EU Derivatives Trading Venues

Exercising its powers under the Securities and Futures Act (SFA), the Monetary Authority of Singapore (MAS) recently passed the: to respectively

Article

Paul Hastings LLP | USA, United Kingdom, European Union | 9 Apr 2019

PH Money Matters: This Week in Washington - April 8, 2019

House Democrats ramped up their oversight efforts last week. On Wednesday, the House Judiciary Committee authorized Chairman Jerry

Article

Katten Muchin Rosenman LLP | USA, European Union | 5 Apr 2019

Regulators in Singapore and the EU Agree on Mutual Recognition for Derivatives Platforms

On April 1, the European Commission (EC) and the Monetary Authority of Singapore (MAS) published a joint media release announcing their concurrent

Article

Squire Patton Boggs | USA | 5 Apr 2019

SEC Issues Long-Awaited Cryptocurrency Guidance

On April 3, 2019, the SEC's Strategic Hub for Innovation and Financial Technology ("FinHub") issued a long-awaited framework for analyzing whether a

Article

Baker & Hostetler LLP | USA, Australia, United Kingdom, etc. | 2 Apr 2019

2018 Year-End Cross-Border Government Investigations and Regulatory Enforcement Review

In the second year of the Trump administration, U.S. white collar law enforcement priorities became clearer, particularly with regard to

Article

Reed Smith LLP | USA | 1 Apr 2019

CFTC signals intention to focus on foreign corrupt practices investigations

On March 6, 2019, the U.S. Commodity Futures Trading Commission’s (the “Commission” or “CFTC”) Enforcement Division published an advisory (the

Article

Sidley Austin LLP | USA, United Kingdom, OECD, etc. | 25 Mar 2019

Sidley global insurance review

The insurance industry is global in nature. Insurers and reinsurers are critically important to the world economy. They assume and transfer all

Article

Allen & Overy LLP | USA, United Kingdom, European Union | 19 Mar 2019

Key Regulatory Topics: Weekly Update 8 March - 14 March 2019

On 7 February, ordinance no. 2019-75 relating to the preparatory measures in connection with the United-Kingdom’s withdrawal from the European Union

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