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862 results found

Article

Latham & Watkins LLP | USA | 1 Feb 2019

CFTC Seeks to Amend Commodity Pool Regulations

The US Commodity Futures Trading Commission (CFTC) has proposed amendments to its regulations in order to ease the registration and compliance burdens

Article

Katten Muchin Rosenman LLP | USA | 8 Jun 2018

CFTC Proposes To Maintain Swap Dealer Registration De Minimis Exception at $8 Billion

The Commodity Futures Trading Commission is proposing various amendments to the de minimis exception from registration as a swap dealer. The de

Article

Katten Muchin Rosenman LLP | USA | 1 Jun 2018

Regulators Propose Changes to Volcker Rule

On May 30, the five Federal regulators responsible for the Volcker Rule approved the publication for comment of numerous proposed changes to the rule

Article

Cadwalader Wickersham & Taft LLP | USA | 31 May 2018

A Look At The Proposal to Simplify The Volcker Rule

On May 30, the Federal Reserve issued a proposal (the “Proposed Regulations”) to revamp regulations implementing the Volcker Rule, a centerpiece of

Article

Dechert LLP | USA | 3 Apr 2018

SEC Issues Statement on Potentially Unlawful Online Platforms for Trading Digital Assets

The staff of the Divisions of Enforcement and Trading and Markets (collectively, Staff) of the U.S. Securities and Exchange Commission (SEC) on March

Article

Jones Day | USA | 16 Nov 2017

Department of the Treasury Issues Report Recommending U.S. Capital Markets Regulatory Reforms

The U.S. Department of the Treasury has issued a report to the President recommending extensive regulatory and legislative reforms to the U.S. capital

Article

Dechert LLP | USA | 10 Feb 2017

Temporary No-Action Relief from Notice Filing Requirement Under CFTC Position Limits Aggregation Rule

The U.S. Commodity Futures Trading Commission (CFTC) Division of Market Oversight (DMO) on February 6, 2017 issued time-limited no-action relief (DMO

Article

Cadwalader Wickersham & Taft LLP | USA | 6 Dec 2016

CFTC Finalizes Aggregation of Positions Rule

On December 5, 2016, the Commodity Futures Trading Commission (“CFTC”) unanimously approved a final rule amending the requirements to aggregate

Article

King & Wood Mallesons | USA, Australia | 28 Sep 2016

ASIC makes key announcements concerning licence exemptions for foreign financial service providers

Today ASIC has made key announcements for foreign financial service providers (FFSPs) who rely on Australian financial services licence exemptions

Article

K&L Gates | USA | 7 Sep 2016

Recent CFTCNFA Regulatory Actions Affecting Commodity Pool Operators and Commodity Trading Advisors

During August 2016, the Commodity Futures Trading Commission (“CFTC” or “Commission���) and National Futures Association (“NFA”) published several

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