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517 results found

Article

Cadwalader Wickersham & Taft LLP | USA | 31 May 2018

A Look At The Proposal to Simplify The Volcker Rule

On May 30, the Federal Reserve issued a proposal (the “Proposed Regulations”) to revamp regulations implementing the Volcker Rule, a centerpiece of

Article

Katten Muchin Rosenman LLP | USA | 13 Aug 2017

Federal Court Rejects CFTC Request for Permanent Trading Ban Against Energy Trader Who Falsely Altered Employer’s Records

A federal court in New York City denied a request by the Commodity Futures Trading Commission to permanently bar Fan Wang, a former energy trader

Article

Schulte Roth & Zabel LLP | USA | 11 Jul 2017

CFTC Provides Position Aggregation Relief for Private Fund Managers and Others

On Aug. 10, 2017, the staff of the U.S. Commodity Futures Trading Commission issued no-action relief that makes existing exemptions from position

Article

Dechert LLP | USA, Global | 26 Jun 2017

U.S. CFTC Takes Steps to Modernize Rules and Operations and to Reduce Regulatory Burdens

Against a backdrop of changing markets, rapidly evolving technology and increased jurisdiction, the U.S. Commodity Futures Trading Commission (CFTC) -

Article

Bernstein Litowitz Berger & Grossmann LLP | USA | 12 Jun 2017

Corzine sidelined

The US Commodity Futures Trading Commission's years-long litigation against the former CEO of MF Global Holdings Ltd. has concluded with a settlement

Article

Katten Muchin Rosenman LLP | USA | 30 Apr 2017

Registration Form for Individuals Revised by CFTC

The Commodity Futures Trading Commission approved revisions to its Form 8R - the basic application form used by individuals to register with it as an

Article

Katten Muchin Rosenman LLP | USA | 23 Apr 2017

Trade With Us, Submit to Our Jurisdiction Reminds CME Group to All Traders

CME Group issued a reminder that all persons who trade on its exchanges agree to comply with all its rules and submit to its jurisdiction. This

Article

Katten Muchin Rosenman LLP | USA | 2 Apr 2017

Former FCM Traders Settle CFTC Charges They Engaged in Spoofing More Than 1,000 Times

The Commodity Futures Trading Commission resolved charges against Stephen Gola and Jonathan Brims, former associated persons of a futures commission

Article

K&L Gates | USA | 6 Feb 2017

CFTC Permits Unaudited Financial Statements Upon Liquidation of a Series of a Pool That is Also a Registered Investment Company

The Commodity Futures Trading Commission (“CFTC” or “Commission”) has provided general exemptive relief to persons registered as commodity pool

Article

Wilmer Cutler Pickering Hale and Dorr LLP | USA | 20 Dec 2016

Regulators Implement Enhanced Oversight and Propose Transparency for the Treasury Market

On October 24, 2016, the Federal Reserve Bank of New York (FRBNY) held a conference on "The Evolving Structure of the US Treasury Market" (Conference)

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