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165 results found

Article

K&L Gates | USA | 29 Jun 2018

Supreme Court Offers Others a Chance for a Second Bite at the Apple in Federal Administrative Adjudication Proceedings - But the Clock is Ticking

On June 21, 2018 the U.S. Supreme Court ruled in Lucia et al. V. Securities and Exchange Commission, that the appointment of certain

Article

Stinson LLP | USA | 13 Oct 2016

Increased Focus on Enforcement of Whistleblower Rules by Federal Regulators

Enforcement of whistleblower rules continues to be a key focal point for federal regulators based on recent actions taken by the SEC, CFTC, and OSHA

Article

Dechert LLP | USA | 23 Nov 2010

The new Dodd-Frank whistleblower program takes shape as the securities and exchange commission releases proposed rules

When the Sarbanes-Oxley Act ("Sarbanes-Oxley") became law in 2002, with its provisions protecting whistleblowers, it was anticipated that employees with knowledge of corporate wrongdoing would report such wrongdoing extensively, and that the protections afforded against retaliation by their employers would provide sufficient incentives to such employees.

Article

Porter Wright Morris & Arthur LLP | USA | 24 Aug 2010

Whistleblowing galore under the Dodd-Frank Act

Congress' recent passage and President Obama's signing of the "Dodd-Frank Wall Street Reform and Consumer Protection Act" provides significant incentives for financial industry whistleblowers to assist the government root out fraudulent practices and other unlawful conduct in the industry.

Article

Seyfarth Shaw LLP | USA | 21 Jul 2010

Dodd-Frank Act expands SOX’s whistleblower provisions and creates whistleblower bounties and protections

On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.

Article

Orrick, Herrington & Sutcliffe LLP | USA | 21 Jul 2010

Sweeping new whistleblower incentives and protections in financial reform bill

On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act.

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