165 results found
K&L Gates | USA | 29 Jun 2018
Supreme Court Offers Others a Chance for a Second Bite at the Apple in Federal Administrative Adjudication Proceedings - But the Clock is Ticking
On June 21, 2018 the U.S. Supreme Court ruled in Lucia et al. V. Securities and Exchange Commission, that the appointment of certain
Stinson LLP | USA | 13 Oct 2016
Increased Focus on Enforcement of Whistleblower Rules by Federal Regulators
Enforcement of whistleblower rules continues to be a key focal point for federal regulators based on recent actions taken by the SEC, CFTC, and OSHA
Dechert LLP | USA | 23 Nov 2010
The new Dodd-Frank whistleblower program takes shape as the securities and exchange commission releases proposed rules
When the Sarbanes-Oxley Act ("Sarbanes-Oxley") became law in 2002, with its provisions protecting whistleblowers, it was anticipated that employees with knowledge of corporate wrongdoing would report such wrongdoing extensively, and that the protections afforded against retaliation by their employers would provide sufficient incentives to such employees.
Porter Wright Morris & Arthur LLP | USA | 24 Aug 2010
Whistleblowing galore under the Dodd-Frank Act
Congress' recent passage and President Obama's signing of the "Dodd-Frank Wall Street Reform and Consumer Protection Act" provides significant incentives for financial industry whistleblowers to assist the government root out fraudulent practices and other unlawful conduct in the industry.
Seyfarth Shaw LLP | USA | 21 Jul 2010
Dodd-Frank Act expands SOX’s whistleblower provisions and creates whistleblower bounties and protections
On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (H.
Orrick, Herrington & Sutcliffe LLP | USA | 21 Jul 2010
Sweeping new whistleblower incentives and protections in financial reform bill
On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act.