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1,863 results found

Article

Katz Marshall & Banks LLP | USA | 20 May 2019

CFTC Grants Whistleblower Award of Over $2M

On March 4, 2019, the United States Commodity Futures Trading Commission (CFTC) for the first time awarded a whistleblower over $2 million for

Article

Greenberg Traurig LLP | USA | 10 May 2019

CFTC Publishes Inaugural Enforcement Manual

On May 8, 2019, the Division of Enforcement (DOE) of the Commodity Futures Trading Commission (CFTC or Commission) released its first, publicly

Article

Baker McKenzie | USA, Singapore, European Union | 10 Apr 2019

Mutual Recognition for Singapore and US, EU Derivatives Trading Venues

Exercising its powers under the Securities and Futures Act (SFA), the Monetary Authority of Singapore (MAS) recently passed the: to respectively

Article

Latham & Watkins LLP | USA | 5 Apr 2019

Are You My Regulator? ABA Surveys US Crypto Regulatory Overlap

Members of the American Bar Association’s (ABA’s) Derivatives and Futures Law Committee recently published a White Paper exploring the US re

Article

Osler Hoskin & Harcourt LLP | USA | 4 Apr 2019

US regulators coordinate enforcement of violations involving the FCPA

While many in Canada lament the ‘fragmented’ financial regulatory environment that is a hallmark of its constitutional division of powers (see our

Article

Osler Hoskin & Harcourt LLP | USA | 4 Apr 2019

U.S. regulators coordinate enforcement of violations involving the FCPA

While many in Canada lament the ‘fragmented’ financial regulatory environment that is a hallmark of its constitutional division of powers (see our

Article

Reed Smith LLP | USA | 1 Apr 2019

CFTC signals intention to focus on foreign corrupt practices investigations

On March 6, 2019, the U.S. Commodity Futures Trading Commission’s (the “Commission” or “CFTC”) Enforcement Division published an advisory (the

Article

Baker McKenzie | USA | 20 Mar 2019

US Commodity Futures Trading Commission’s Entry Into the Land of Foreign Bribery

On 6 March 2019 the Commodity Futures Trading Commission (CFTC) Division of Enforcement released an Enforcement Advisory addressing companies and

Article

Latham & Watkins LLP | USA, United Kingdom | 20 Mar 2019

CFTC Enters the Market for Anti-Corruption Enforcement

On March 6, 2019, the Division of Enforcement (Division) of the US Commodity Futures Trading Commission (CFTC or Commission) announced that it will

Article

Paul Weiss | USA | 15 Mar 2019

DOJ, FBI, and CFTC Announce FCPA Policy Revisions and Initiatives

The Department of Justice announced last week several revisions to its Foreign Corrupt Practices Act ("FCPA") Corporate Enforcement Policy, which

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