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318 results found

Article

Troutman Sanders LLP | USA, Canada | 10 Jan 2019

Data Privacy: The Current Legal Landscape 2018 Reviewed Annual Edition Report January 2019

Since the European Union (“EU”) adopted Article 29 in 1997, a debate has raged

Article

Paul Weiss | USA | 7 Jan 2019

Anti-Spoofing Enforcement: 2018 Year in Review

The past year brought a number of significant developments in anti-spoofing enforcement under the Commodity Exchange Act (“CEA”), beginning with the

Article

Proskauer Rose LLP | USA | 8 Nov 2018

N.D. Illinois Refuses To Expand Reach of Commodity Exchange Act Whistleblower Provisions

On October 22, 2018, the U.S. District Court for the Northern District of Illinois granted a Rule 12(b)(6) motion to dismiss a first-impression

Article

Katten Muchin Rosenman LLP | USA | 15 Jul 2018

Commodity Merchandising Firm Agrees to Pay US $6.55 Million in Fines to CFTC and CBOT for Attempted Manipulation of Wheat Futures

Lansing Trade Group, LLC agreed to pay US $6.55 million in aggregate fines to the Commodity Futures Trading Commission and the Chicago Board of Trade

Article

Katten Muchin Rosenman LLP | USA | 15 Jul 2018

CFTC Issues Report on CME Agricultural Block Trades; Does Not Find Material Anomalies

The Commodity Futures Trading Commission’s Market Intelligence Branch issued a report analyzing block trades in the grains

Article

Greenberg Traurig LLP | USA | 16 Nov 2016

The US Attorney, CFTC, and Navinder Sarao

We have previously provided updates on the Navinder Singh Sarao case, pending in the U.S. District Court for the Northern District of Illinois

Article

Katten Muchin Rosenman LLP | USA | 2 Oct 2016

Trader Indicted for Exploiting Minimum Futures Pricing Convention to Hide Trading Losses and Causing Firm Collapse; CFTC Also Files Civil Charges

Tom Lindstrom was indicated by a federal grand jury in Chicago, and also sued civilly by the Commodity Futures Trading Commission in a federal court

Article

Greenberg Traurig LLP | USA | 10 Aug 2016

Significant Developments In Spoofing Cases: Coscia, 3Red and Sarao

As we have noted in previous articles, "spoofing" - placing non-bona fide orders with the intent to cancel prior to execution - remains squarely in

Article

Greenberg Traurig LLP | USA | 18 Jul 2016

Coscia Gets 3 Years in Prison: The Criminalization of Trading Commodities?

Sarao, Coscia, and now the Berkshire Power Company, each charged with crimes - spoofing, fraud, false information - relating to commodity trading

Article

Morgan Lewis | USA | 9 Nov 2015

Prosecutors record first-ever conviction for ‘spoofing’: a new era of trading enforcement

On November 3, 2015, a federal jury in Chicago, Illinois found commodities trader Michael Coscia guilty on six counts of commodities fraud and six

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