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9,353 results found


Katten Muchin Rosenman LLP | USA | 9 Jun 2019

FCM Prevails in Federal Court to Have Customer Dispute Heard Before NFA, Not FINRA Arbitration Forum

INTL FCStone Financial Inc., a Commodity Futures Trading Commission-registered Futures Commission merchant, prevailed in a motion before a US federal


Katten Muchin Rosenman LLP | USA | 9 Jun 2019

LME Follows IFUS Lead With Futures Trading Speed Bumps

Last month, the Commodity Futures Trading Commission declined to preclude ICE Futures U.S. from adopting a rule amendment authorizing it to implement


Katten Muchin Rosenman LLP | USA | 9 Jun 2019

CFTC’s Inspection Unit Finds Security Weaknesses in Agency’s Surveillance System Containing Confidential Market and Privacy Information

The Commodity Futures Trading Commission's Office of the Inspector General issued a report finding security weakness in the Commission's Integrated


Katten Muchin Rosenman LLP | USA | 9 Jun 2019

New CFTC Chairman Confirmed by Senate

Heath Tarbert was officially confirmed on June 5 by the US Senate as the next chairman of the Commodity Futures Trading Commission. In response, the


DLA Piper | USA | 7 Jun 2019

Regulators’ mood music keeps a steady beat

Tuesday’s speech by FSB chairman (and NY Fed vice chairman) Randal Quarles emphasised everything we’d heard before from regulators about IBOR


Greenberg Traurig LLP | USA | 7 Jun 2019

FinCEN Issues Guidance on Application of Regulations to Certain Business Models Involving Convertible Virtual Currencies

On May 9, 2019, the Financial Crimes Enforcement Network of the U.S. Department of the Treasury (FinCEN) issued "interpretive guidance" addressing


GrayRobinson PA | USA | 7 Jun 2019

The Golden Apple- June 7, 2019

At a long-anticipated meeting on Wednesday, the Securities and Exchange Commission voted 3-1 to approve a package of rules and guidance establishing


Quarles & Brady LLP | USA | 6 Jun 2019

Tippee insider trading remains a top DOJ priority

Shortly before his recent departure, former Deputy Attorney General Rod J. Rosenstein stated that the Department of Justice was "fighting corporate


DLA Piper | USA | 6 Jun 2019

Derivatives Clearing Organizations Regulations: CFTC Proposed Amendments

On April 29, 2019, the Commodity Futures Trading Commission (CFTC) approved a proposed rule to amend certain regulations that apply to derivatives


McGuireWoods Consulting LLC | USA | 6 Jun 2019

Emerging Technologies Washington Update- Jun 6, 2019

This Week: House Judiciary Committee to probe competition in digital markets, House and Senate Committees examine the state of the media marketplace