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Article

Mayer Brown | USA | 2 May 2019

Federal Reserve Proposes Significant Revisions to Regulatory Control Rules

On April 23, 2019, the Board of Governors of the Federal Reserve System (the “Board”) approved a long-awaited proposal (the “Control Proposal” or

Article

Mayer Brown | USA | 12 Mar 2019

Reforms to Encourage Market Resilience

In a recent article, Edward Knight, the global chief legal and policy officer at Nasdaq Inc., offered his own views on reforms that would contribute

Article

Mayer Brown | USA | 14 Feb 2019

New York Subjects State Licensees to Whistleblower Protections

Add the New York Department of Financial Services ("DFS") to the veritable orchestra of governmental entities and regulatory authorities that have

Article

Mayer Brown | USA | 18 Jan 2019

National Futures Association Adopts Notification Requirement for Certain Cybersecurity Incidents

On January 7, 2019, the National Futures Association ("NFA") announced that it had adopted amendments to its information security requirements that

Article

Mayer Brown | USA | 16 Nov 2018

CFTC Permanently Sets the Swap Dealer De Minimis Threshold at $8 Billion and Determines Not to Adopt Other Proposed Changes

On November 5, 2018, the US Commodity Futures Trading Commission ("CFTC") finalized an amendment to the de minimis exception within the swap dealer

Article

Mayer Brown | USA | 5 Nov 2018

Court Finds That Virtual Currency Is a CommodityFor the Time Being

On September 26, 2018, a US federal court found that virtual currency constitutes a class of items that are commodities under the Commodity Exchange

Article

Mayer Brown | USA | 29 Oct 2018

CPO and CTA Rule Proposals

Earlier this month, the Commodity Futures Trading Commission proposed rules that would codify certain relief provided to commodity pool operators and

Article

Mayer Brown | USA | 23 Oct 2018

SEC Brings First Enforcement Action Under the Identity Theft Red Flags Rule

On September 26, 2018, the US Securities and Exchange Commission ("SEC") brought and settled charges against a registered broker-dealerinvestment

Article

Mayer Brown | USA | 19 Jul 2018

A Septimana Mirabilis ("Wondrous Week") in Interest Rate Benchmark Reform?

Although it may not rival the annus mirabilis of 1905 in the history of science,1 the week of July 9, 2018 will certainly stand out for its high

Article

Mayer Brown | USA | 5 Jun 2018

Volcker Rule Revisions Proposed by Agencies

The Board of Governors of the Federal Reserve System (“Federal Reserve”), the Federal Deposit Insurance Corporation (“FDIC”), the Office of the

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