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Article

Allen & Overy LLP | USA, United Kingdom, European Union | 19 Mar 2019

Key Regulatory Topics: Weekly Update 8 March - 14 March 2019

On 7 February, ordinance no. 2019-75 relating to the preparatory measures in connection with the United-Kingdom’s withdrawal from the European Union

Article

Allen & Overy LLP | USA, United Kingdom, European Union | 4 Mar 2019

Key Regulatory Topics: Weekly Updated 22 February 2019 - 28 February 2019

On 28 February, the Financial Services Contracts (Transitional and Saving Provision) (EU Exit) Regulations 2019 were made, and an explanatory

Article

Allen & Overy LLP | Global | 31 Jan 2019

Anti-Bribery and Corruption Year in Review: 2018

Welcome to the latest edition of Allen & Overy's annual U.S. Foreign Corrupt Practices Act (FCPA) and anti-corruption update. The purpose of this

Article

Allen & Overy LLP | USA | 1 Nov 2018

CFTC Chairman Giancarlo White Paper: Cross-Border Swaps Regulation Version 2.0

On Monday, October 1, Chairman of the Commodity Futures Trading Commission (the CFTC) J. Christopher Giancarlo released Cross-Border Swaps Regulation

Article

Allen & Overy LLP | USA, United Kingdom, European Union | 23 Feb 2018

Key Regulatory Topics: Weekly Update - 16 February 2018 - 22 February 2018

On 19 February, AFME published a set of FAQs on how wholesale financial services contracts might be impacted by Brexit. The FAQs address operational

Article

Allen & Overy LLP | USA | 8 Oct 2015

Allen & Overy partner co-authors chapter on swap dealer pay-to-play rule in 2015 edition of book on regulation under Dodd-Frank

The 2016 elections pose potentially significant set of compliance challenges for swap dealers subject to CFTC Rule 23.451, the pay-to-play rule

Article

Allen & Overy LLP | USA | 18 Mar 2015

Take two: CFTC revisits cost benefit analysis of cross border aspects of Dodd Frank swaps rules

On March 10, 2015, the Commodity Futures Trading Commission (the CFTC or the Commission) released its initial response (the Release) to the United

Article

Allen & Overy LLP | USA, Australia, Switzerland, etc. | 20 Dec 2013

CFTC issues substituted compliance determinations for six jurisdictions

On December 20, 2013, the Commodity Futures Trading Commission (CFTC) issued a series of comparability determinations for certain swap dealer (SD)

Article

Allen & Overy LLP | USA | 9 Sep 2013

U.S. regulators adopt CPO harmonization rules, remind funds of derivatives disclosure obligations

The Commodity Futures Trading Commission's (CFTC) new “harmonization rules” adopted on August 13, 2013 in response to its amending CFTC Rule 4.5 in

Article

Allen & Overy LLP | USA | 21 Dec 2012

Interim final rules on business conduct and documentation requirements for swap dealers and major swap participants

On December 18, 2012 the Commodity Futures Trading Commission (CFTC) issued Interim Final Rules on Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants (the Interim Final Rules).

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