We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search

Clear all

Refine your search

Content type

Tags

Author

33 results found

Article

Haynes and Boone LLP | USA | 16 May 2019

Federal Reserve Proposes Expansion to Definition of "Financial Institution" for Purposes of FDICIA

The Federal Reserve Board of Governors (the “Board”) issued a Notice of Proposed Rulemaking (“NOPR”) seeking comment on a proposal to amend the

Article

Haynes and Boone LLP | USA | 23 May 2017

12 Keys to Compliance for Participants in Commodity Markets

In this article we outline 12 key elements that are critical components of a rock-solid compliance program for participants in commodity markets. We

Article

Haynes and Boone LLP | USA | 27 Feb 2017

Update: U.S. Prudential Regulators and EU (EMIR) Relief Guidance Issued on March 1st Variation Margin Deadline

Last week we issued an alert advising of No-Action Letter 17-11 issued on February 13, 2017 by the U.S. Commodity Futures Trading Commission

Article

Haynes and Boone LLP | USA | 20 Feb 2017

CFTC Variation Margin Rule No Action Relief

On February 13, 2017, the Staff of the U.S. Commodity Futures Trading Commission ("CFTC") issued time-limited no-action relief (Letter No. 17-11)

Article

Haynes and Boone LLP | USA | 11 Sep 2014

CFTC relief permits commodity pools to use general solicitation

On September 9, 2014, the Commodity Futures Trading Commission (the "CFTC") issued CFTC Letter No. 14-116 (the "CFTC Letter") providing exemptive

Article

Haynes and Boone LLP | USA | 4 Apr 2014

CFTC loosens requirements for swaps for utility special entities

On March 21, 2014, the Division of Swap Dealer and Intermediary Oversight ("Division") of the CFTC issued a no-action relief letter (the "2014

Article

Haynes and Boone LLP | USA | 11 Dec 2013

Dodd-Frank update: cross-border application

The U.S. Commodity Futures Trading Commission has issued interpretive guidance regarding which Dodd-Frank requirements apply to certain non-U.S. swap

Article

Haynes and Boone LLP | USA | 14 May 2013

Dodd-Frank update: CFTC ISORTO exemptive order

On March 28, 2013, the Commodity Futures Trading Commission ("CFTC") issued a final order exempting specified transactions by certain regional

Article

Haynes and Boone LLP | USA | 10 May 2013

Dodd-Frank update: CFTC inter-affiliate swap clearing exemption

On April 1, 2013, the U.S. Commodity Futures Trading Commission ("CFTC") issued a final rule exempting swaps between certain affiliated entities from

Article

Haynes and Boone LLP | USA | 3 Apr 2013

Update on Dodd-Frank requirements for swap guarantees

The Commodities Futures Trading Commission (the "CFTC"), pursuant to its rulemaking authority under the Dodd-Frank Wall Street Reform and Consumer

Previous page 1 2 3 4